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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGACU
226
DELISTED
NextGen Acquisition Corporation Units
NGACU
$515K 0.03%
+50,000
New +$503K
ADOC
227
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$512K 0.03%
+50,000
New +$503K
HLMN icon
228
Hillman Solutions
HLMN
$1.75B
$511K 0.03%
+48,774
New +$494K
TMPO
229
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$511K 0.03%
+50,000
New +$494K
BKKT icon
230
Bakkt Inc
BKKT
$329M
$504K 0.03%
+2,000
New +$498K
CIFR icon
231
Cipher Digital
CIFR
$7.14B
$498K 0.03%
+50,000
New +$496K
HLLY icon
232
Holley
HLLY
$378M
$486K 0.03%
+48,576
New +$482K
THCAW
233
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$478K 0.03%
199,999
– –
CND.U
234
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$464K 0.03%
+45,000
New +$459K
DFNS
235
T3 Defense Inc
DFNS
$37M
$437K 0.03%
61
-23
-27% -$162K
MIE
236
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$420K 0.02%
+180,893
New +$364K
NJV
237
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$415K 0.02%
29,607
-2,651
-8% -$37K
MLAC
238
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$404K 0.02%
+40,802
New +$400K
EVG
239
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$403K 0.02%
32,617
-24,232
-43% -$296K
GPM
240
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$383K 0.02%
+58,443
New +$353K
QSI icon
241
Quantum-Si Incorporated
QSI
$179M
$375K 0.02%
+36,900
New +$373K
VGAC.U
242
DELISTED
VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
VGAC.U
$364K 0.02%
+30,341
New +$327K
NTG
243
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$357K 0.02%
+17,331
New +$317K
PDAC.U
244
DELISTED
Peridot Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one
PDAC.U
$318K 0.02%
+28,302
New +$292K
SBG.U
245
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
$273K 0.02%
+26,470
New +$268K
CFACU
246
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
$268K 0.02%
+25,000
New +$258K
COOLU
247
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
$261K 0.02%
+25,000
New +$260K
ROCCU
248
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
$260K 0.02%
+25,000
New +$258K
SCOAU
249
DELISTED
ScION Tech Growth I Unit
SCOAU
$258K 0.02%
+25,000
New +$258K
SCPE
250
DELISTED
SC Health Corporation
SCPE
$256K 0.02%
24,998
– –
8 9
10
11 12

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.