RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFINW
226
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$256K 0.02%
+195,721
New +$256K
SCPE
227
DELISTED
SC Health Corporation
SCPE
$252K 0.02%
+24,998
New +$252K
ARCC icon
228
Ares Capital
ARCC
$15.7B
$249K 0.02%
+17,815
New +$249K
NMFC icon
229
New Mountain Finance
NMFC
$1.11B
$245K 0.02%
+25,662
New +$245K
PIC.WS
230
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$237K 0.01%
+64,164
New +$237K
HYMCW
231
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
$222K 0.01%
141,461
-49,728
-26% -$78K
CCX.WS
232
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$217K 0.01%
+99,315
New +$217K
HCCHW
233
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$215K 0.01%
104,080
-20,920
-17% -$43.2K
CPSR.U
234
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$204K 0.01%
+20,000
New +$204K
JFKKR
235
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$199K 0.01%
233,596
-1,900
-0.8% -$1.62K
CBH
236
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$187K 0.01%
+21,254
New +$187K
LSEAW
237
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$180K 0.01%
100,000
– –
TMCWW
238
TMC the metals company Inc. Warrants
TMCWW
$12.9M
$180K 0.01%
+99,998
New +$180K
PCPL.WS
239
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
$180K 0.01%
+99,999
New +$180K
KCAC.WS
240
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
$180K 0.01%
+39,898
New +$180K
CHAQ.WS
241
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$160K 0.01%
+222,500
New +$160K
LSACW
242
DELISTED
LifeSci Acquisition Corp. Warrant
LSACW
$153K 0.01%
+100,000
New +$153K
SAMAW
243
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$153K 0.01%
294,494
– –
BGB
244
Blackstone Strategic Credit 2027 Term Fund
BGB
$559M
$150K 0.01%
+12,248
New +$150K
GIX.WS
245
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$147K 0.01%
+161,880
New +$147K
BTRSW
246
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$146K 0.01%
+104,233
New +$146K
GLEO.WS
247
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$146K 0.01%
+235,000
New +$146K
IPV.WS
248
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$143K 0.01%
+174,999
New +$143K
CELU icon
249
Celularity
CELU
$62.7M
$142K 0.01%
+1,353
New +$142K
PHGE.WS
250
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$139K 0.01%
195,843
– –
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10
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