We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-16.65%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$140M
Cap. Flow %
9.39%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$21.2M
2
ARCC icon
Ares Capital
ARCC
+$20.4M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$19.5M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18.5M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$17.1M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$26M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$20.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$16.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$15M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

Rank Sector Weight
1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCPE.U
226
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$255K 0.02%
25,000
– –
IMVTW
227
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$240K 0.02%
100,000
– –
NCB
228
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$237K 0.02%
+16,133
New +$248K
CCH.U
229
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$204K 0.01%
20,000
– –
MVF
230
DELISTED
BlackRock MuniVest Fund
MVF
$176K 0.01%
+21,699
New +$194K
BROGW
231
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$170K 0.01%
212,900
– –
NUW icon
232
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$164K 0.01%
+10,500
New +$169K
ENX
233
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$145K 0.01%
+12,526
New +$151K
MCI
234
Barings Corporate Investors
MCI
$342M
$125K 0.01%
+10,750
New +$166K
PHGE.WS
235
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$120K 0.01%
200,000
– –
NDP
236
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$116K 0.01%
12,656
-1,612
-11% -$38.8K
HHHHR
237
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$104K 0.01%
225,000
– –
JFKKW
238
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$101K 0.01%
240,000
– –
LFLYW
239
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$100K 0.01%
199,997
– –
JFKKR
240
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$94K 0.01%
240,000
– –
PACQW
241
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$74K 0.01%
75,112
-37,386
-33% -$37.2K
MUDSW
242
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$70K ﹤0.01%
200,000
– –
FCRD
243
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$68K ﹤0.01%
+25,805
New +$139K
WRLSR
244
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$49K ﹤0.01%
349,994
– –
EDTXW
245
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$47K ﹤0.01%
80,510
-19,490
-19% -$7.55K
CTR
246
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$46K ﹤0.01%
+6,614
New +$213K
LGC.WS
247
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$44K ﹤0.01%
177,900
– –
ACTTW
248
DELISTED
Act II Global Acquisition Corp Warrant
ACTTW
$35K ﹤0.01%
49,998
+1,419
+3% +$1.72K
GPAQW
249
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$32K ﹤0.01%
175,000
– –
BRPAR
250
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$31K ﹤0.01%
239,998
– –
8 9
10
11 12

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rivernorth Capital Management held 322 positions worth $1.49B, down 10% from $1.67B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rivernorth Capital Management deployed $140M of net new capital in Q1 2020, opening 59 new positions and adding to 70 existing holdings. Its largest new stake was Ares Capital: 1,211,881 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.1% of assets, up from 2.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $26M trimmed.

  • Rivernorth Capital Management's largest Q1 2020 buy was Ares Capital: 1,211,881 shares worth $13.1M.
  • Rivernorth Capital Management added most to Golub Capital BDC in Q1 2020, an estimated $21.2M increase.
  • Rivernorth Capital Management's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $26M.
  • Rivernorth Capital Management fully exited Clough Global Opportunities Fund in Q1 2020, selling an estimated $11.5M.
  • Rivernorth Capital Management's ten largest holdings make up 27% of its $1.49B portfolio in Q1 2020.
  • Rivernorth Capital Management opened 59 new positions and closed 50 in Q1 2020.
  • Rivernorth Capital Management's portfolio value fell 10% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2020, filed 18 May 2020.