RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCPE.U
226
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$255K 0.02%
25,000
– –
IMVTW
227
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$240K 0.02%
100,000
– –
NCB
228
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$237K 0.02%
+16,133
New +$237K
CCH.U
229
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$204K 0.01%
20,000
– –
MVF icon
230
BlackRock MuniVest Fund
MVF
$397M
$176K 0.01%
+21,699
New +$176K
BROGW
231
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$170K 0.01%
212,900
– –
NUW icon
232
Nuveen AMT-Free Municipal Value Fund
NUW
$253M
$164K 0.01%
+10,500
New +$164K
ENX
233
Eaton Vance New York Municipal Bond Fund
ENX
$177M
$145K 0.01%
+12,526
New +$145K
MCI
234
Barings Corporate Investors
MCI
$466M
$125K 0.01%
+10,750
New +$125K
PHGE.WS
235
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$120K 0.01%
200,000
– –
NDP
236
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$116K 0.01%
12,656
-1,612
-11% -$14.8K
HHHHR
237
DELISTED
Wealthbridge Acquisition Limited Rights
HHHHR
$104K 0.01%
225,000
– –
JFKKW
238
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
$101K 0.01%
240,000
– –
LFLYW
239
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$100K 0.01%
199,997
– –
JFKKR
240
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
$94K 0.01%
240,000
– –
PACQW
241
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$74K 0.01%
75,112
-37,386
-33% -$36.8K
MUDSW
242
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$70K ﹤0.01%
200,000
– –
FCRD
243
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$68K ﹤0.01%
+25,805
New +$68K
WRLSR
244
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$49K ﹤0.01%
349,994
– –
EDTXW
245
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$47K ﹤0.01%
80,510
-19,490
-19% -$11.4K
CTR
246
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$46K ﹤0.01%
+6,614
New +$46K
LGC.WS
247
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$44K ﹤0.01%
177,900
– –
ACTTW
248
DELISTED
Act II Global Acquisition Corp. Warrant
ACTTW
$35K ﹤0.01%
49,998
+1,419
+3% +$993
GPAQW
249
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$32K ﹤0.01%
175,000
– –
BRPAR
250
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$31K ﹤0.01%
239,998
– –
8 9
10
11 12