RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
322
New
Increased
Reduced
Closed

Top Buys

1
+$18M
2
+$16.7M
3
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
+$22.5M
2
+$19.2M
3
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$255K 0.02%
25,000
227
$240K 0.02%
100,000
228
$237K 0.02%
+16,133
229
$204K 0.01%
20,000
230
$176K 0.01%
+21,699
231
$170K 0.01%
212,900
232
$164K 0.01%
+10,500
233
$145K 0.01%
+12,526
234
$125K 0.01%
+10,750
235
$120K 0.01%
200,000
236
$116K 0.01%
12,656
-1,612
237
$104K 0.01%
225,000
238
$101K 0.01%
240,000
239
$100K 0.01%
199,997
240
$94K 0.01%
240,000
241
$74K 0.01%
75,112
-37,386
242
$70K ﹤0.01%
200,000
243
$68K ﹤0.01%
+25,805
244
$49K ﹤0.01%
349,994
245
$47K ﹤0.01%
80,510
-19,490
246
$46K ﹤0.01%
+6,614
247
$44K ﹤0.01%
177,900
248
$35K ﹤0.01%
49,998
+1,419
249
$32K ﹤0.01%
175,000
250
$31K ﹤0.01%
239,998
8 9
10
11 12