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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEC icon
201
Fidelity MSCI Information Technology Index ETF
FTEC
$20B
$1.19M 0.1%
8,281
+1,032
+14% +$137K
HAL icon
202
Halliburton
HAL
$27.5B
$1.18M 0.09%
32,532
-3,986
-11% -$153K
HFWA icon
203
Heritage Financial
HFWA
$1.24B
$1.17M 0.09%
54,869
-264
-0.5% -$4.79K
PDBC icon
204
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.35B
$1.17M 0.09%
88,233
+10,195
+13% +$146K
EEM icon
205
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$1.17M 0.09%
29,083
+23,803
+451% +$919K
WMT icon
206
Walmart Inc
WMT
$879B
$1.16M 0.09%
22,149
+1,305
+6% +$69K
RWK icon
207
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$1.16M 0.09%
11,047
+901
+9% +$85.8K
U icon
208
Unity
U
$12.9B
$1.15M 0.09%
28,203
+1,436
+5% +$44.3K
IWN icon
209
iShares Russell 2000 Value ETF
IWN
$14.5B
$1.15M 0.09%
+7,412
New +$1.03M
URA icon
210
Global X Uranium ETF
URA
$5.67B
$1.14M 0.09%
41,107
-93
-0.2% -$2.55K
IUSV icon
211
iShares Core S&P US Value ETF
IUSV
$27.3B
$1.12M 0.09%
13,246
+3,643
+38% +$284K
BX icon
212
Blackstone
BX
$108B
$1.11M 0.09%
8,500
-2,697
-24% -$292K
SCHA icon
213
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$1.11M 0.09%
46,908
+4,856
+12% +$102K
IBHE
214
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$1.1M 0.09%
+47,689
New +$1.09M
RITM icon
215
Rithm Capital
RITM
$5.19B
$1.1M 0.09%
102,632
– –
DGT icon
216
State Street SPDR Global Dow ETF
DGT
$611M
$1.09M 0.09%
9,176
+824
+10% +$92.2K
SPDW icon
217
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.1B
$1.09M 0.09%
31,964
+7,753
+32% +$246K
ICLR icon
218
Icon
ICLR
$12.7B
$1.08M 0.09%
3,811
– –
MLPA icon
219
Global X MLP ETF
MLPA
$2.26B
$1.08M 0.09%
24,295
+6,649
+38% +$297K
JEPQ icon
220
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.5B
$1.06M 0.09%
21,213
-930
-4% -$44.9K
JMST icon
221
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$1.05M 0.08%
20,677
-9,973
-33% -$504K
CSCO icon
222
Cisco
CSCO
$453B
$1.05M 0.08%
20,716
-295
-1% -$15.1K
RWL icon
223
Invesco S&P 500 Revenue ETF
RWL
$9.58B
$1.04M 0.08%
12,210
+1,348
+12% +$108K
VWOB icon
224
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$1.03M 0.08%
16,195
+7,823
+93% +$471K
BKLN icon
225
Invesco Senior Loan ETF
BKLN
$6.97B
$1.03M 0.08%
48,724
+29,564
+154% +$620K
7 8
9
10 11

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.