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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGT icon
201
State Street SPDR Global Dow ETF
DGT
$607M
$911K 0.09%
8,352
-210
-2% -$23.8K
KMB icon
202
Kimberly-Clark
KMB
$36.4B
$911K 0.09%
7,538
-265
-3% -$34.2K
MGK icon
203
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$900K 0.09%
19,835
-1,500
-7% -$70.8K
HFWA icon
204
Heritage Financial
HFWA
$1.24B
$899K 0.09%
55,133
-173
-0.3% -$3.02K
FTEC icon
205
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$891K 0.09%
7,249
-25
-0.3% -$3.22K
EFA icon
206
iShares MSCI EAFE ETF
EFA
$76.4B
$881K 0.09%
12,780
-25,391
-67% -$1.82M
NFLX icon
207
Netflix
NFLX
$292B
$876K 0.09%
23,190
+7,810
+51% +$331K
IJH icon
208
iShares Core S&P Mid-Cap ETF
IJH
$123B
$873K 0.09%
17,495
-80,160
-82% -$4.2M
SCHA icon
209
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$871K 0.09%
42,052
+426
+1% +$9.35K
RWL icon
210
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$849K 0.09%
10,862
-455
-4% -$36.7K
SPYG icon
211
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$845K 0.09%
14,250
+8,312
+140% +$509K
T icon
212
AT&T
T
$165B
$844K 0.09%
56,218
+2,477
+5% +$36.3K
BTI icon
213
British American Tobacco
BTI
$132B
$841K 0.09%
26,764
+5,714
+27% +$188K
U icon
214
Unity
U
$12.5B
$840K 0.09%
26,767
+94
+0.4% +$3.62K
LOW icon
215
Lowe's Companies
LOW
$116B
$838K 0.09%
4,032
-2,443
-38% -$550K
MBB icon
216
iShares MBS ETF
MBB
$39B
$825K 0.08%
9,294
-2,545
-21% -$233K
QQQM icon
217
Invesco NASDAQ 100 ETF
QQQM
$96.1B
$820K 0.08%
5,562
+1,097
+25% +$167K
SCHF icon
218
Schwab International Equity ETF
SCHF
$65.6B
$819K 0.08%
48,226
-43,080
-47% -$761K
COP icon
219
ConocoPhillips
COP
$147B
$815K 0.08%
6,803
+149
+2% +$17.3K
EPD icon
220
Enterprise Products Partners
EPD
$83.8B
$810K 0.08%
29,599
+10,157
+52% +$272K
ILMN icon
221
Illumina
ILMN
$29.4B
$809K 0.08%
6,060
-30
-0.5% -$4.93K
FDL icon
222
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$800K 0.08%
23,911
-165
-0.7% -$5.72K
CGDV icon
223
Capital Group Dividend Value ETF
CGDV
$37.1B
$792K 0.08%
29,920
+2,970
+11% +$81.2K
MLPA icon
224
Global X MLP ETF
MLPA
$2.28B
$787K 0.08%
17,646
+5,920
+50% +$259K
GDX icon
225
VanEck Gold Miners ETF
GDX
$23B
$786K 0.08%
29,226
-1,321
-4% -$38.9K
7 8
9
10 11

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.