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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFX icon
201
Equifax
EFX
$21.1B
$812K 0.08%
4,005
– –
IYR icon
202
iShares US Real Estate ETF
IYR
$4.73B
$811K 0.08%
9,551
-4,249
-31% -$372K
FTEC icon
203
Fidelity MSCI Information Technology Index ETF
FTEC
$19.5B
$809K 0.08%
7,097
+615
+9% +$64.3K
BX icon
204
Blackstone
BX
$105B
$809K 0.08%
9,206
+47
+0.5% +$4.15K
AVDE icon
205
Avantis International Equity ETF
AVDE
$17.8B
$808K 0.08%
14,170
-1,220
-8% -$68.7K
MGK icon
206
Vanguard Mega Cap Growth ETF
MGK
$31.7B
$800K 0.08%
19,560
-1,750
-8% -$66.3K
COWZ icon
207
Pacer US Cash Cows 100 ETF
COWZ
$18.5B
$781K 0.08%
16,628
-7,433
-31% -$355K
AFG icon
208
American Financial Group
AFG
$11.9B
$778K 0.08%
6,405
+28
+0.4% +$3.69K
SO icon
209
Southern Company
SO
$109B
$778K 0.08%
11,183
-203
-2% -$13.7K
SUSL icon
210
iShares ESG MSCI USA Leaders ETF
SUSL
$1.11B
$766K 0.08%
10,749
-522
-5% -$36.2K
MO icon
211
Altria Group
MO
$122B
$755K 0.08%
16,911
-7,962
-32% -$366K
VTEB icon
212
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$754K 0.08%
14,887
-69,436
-82% -$3.49M
FXZ icon
213
First Trust Materials AlphaDEX Fund
FXZ
$373M
$746K 0.08%
11,427
-5
-0% -$335
FALN icon
214
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$743K 0.08%
29,387
+2,527
+9% +$63.4K
IMCB icon
215
iShares Morningstar Mid-Cap ETF
IMCB
$1.65B
$738K 0.07%
12,164
-1,470
-11% -$90.2K
UBER icon
216
Uber
UBER
$138B
$735K 0.07%
23,174
-7,077
-23% -$224K
SCHG icon
217
Schwab US Large-Cap Growth ETF
SCHG
$58.7B
$731K 0.07%
44,864
-43,400
-49% -$659K
BTI icon
218
British American Tobacco
BTI
$131B
$731K 0.07%
20,806
-17,968
-46% -$677K
VGK icon
219
Vanguard FTSE Europe ETF
VGK
$30B
$726K 0.07%
11,913
– –
FDHY icon
220
Fidelity High Yield Factor ETF
FDHY
$567M
$719K 0.07%
15,223
+2,451
+19% +$114K
IBUY icon
221
Amplify Online Retail ETF
IBUY
$110M
$705K 0.07%
15,948
-460
-3% -$20.6K
F icon
222
Ford
F
$57.6B
$700K 0.07%
55,516
+922
+2% +$11.5K
BKR icon
223
Baker Hughes
BKR
$60.5B
$699K 0.07%
24,229
+11,545
+91% +$349K
IAU icon
224
iShares Gold Trust
IAU
$63.4B
$691K 0.07%
18,502
-4,745
-20% -$170K
IUSV icon
225
iShares Core S&P US Value ETF
IUSV
$27.2B
$689K 0.07%
9,339
-125
-1% -$9.21K
7 8
9
10 11

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LGM
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MYAM
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LBC
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C
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CAM
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SC
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BGM
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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.