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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
201
iShares US Technology ETF
IYW
$23.7B
$1.02M 0.1%
13,937
-3,782
-21% -$321K
DGRO icon
202
iShares Core Dividend Growth ETF
DGRO
$42.6B
$1.02M 0.1%
22,961
-1,331
-5% -$65.5K
IEUR icon
203
iShares Core MSCI Europe ETF
IEUR
$8.66B
$1.01M 0.1%
25,609
-3,426
-12% -$152K
FTEC icon
204
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$1.01M 0.1%
11,121
-679
-6% -$70.6K
TXN icon
205
Texas Instruments
TXN
$255B
$991K 0.09%
6,402
+636
+11% +$107K
USIG icon
206
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$977K 0.09%
20,323
-242
-1% -$12.3K
ADP icon
207
Automatic Data Processing
ADP
$100B
$964K 0.09%
4,266
-85
-2% -$20.1K
VGT icon
208
Vanguard Information Technology ETF
VGT
$139B
$937K 0.09%
24,376
-3,168
-12% -$139K
SILJ icon
209
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$932K 0.09%
102,202
+1,196
+1% +$11K
EW icon
210
Edwards Lifesciences
EW
$47.6B
$929K 0.09%
11,242
+293
+3% +$28.2K
KMB icon
211
Kimberly-Clark
KMB
$36.4B
$917K 0.09%
8,151
-329
-4% -$42.8K
ASML icon
212
ASML
ASML
$675B
$897K 0.09%
2,159
+117
+6% +$58.6K
DOW icon
213
Dow Inc
DOW
$21.6B
$888K 0.08%
20,214
-6,382
-24% -$324K
ICVT icon
214
iShares Convertible Bond ETF
ICVT
$7.23B
$887K 0.08%
12,875
-4,529
-26% -$328K
QUAL icon
215
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$883K 0.08%
8,494
+557
+7% +$65.1K
COWZ icon
216
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$881K 0.08%
21,479
+10,701
+99% +$481K
BLOK icon
217
Amplify Blockchain Technology ETF
BLOK
$1.1B
$878K 0.08%
47,460
+1,598
+3% +$33.5K
CMCSA icon
218
Comcast
CMCSA
$79.1B
$877K 0.08%
29,902
-209
-0.7% -$7.81K
SCHV
219
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$875K 0.08%
44,865
-4,014
-8% -$86.4K
TLH icon
220
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$860K 0.08%
7,892
-53
-0.7% -$6.27K
VGSH icon
221
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$854K 0.08%
14,781
-2,905
-16% -$170K
SLB icon
222
SLB Ltd
SLB
$77.8B
$841K 0.08%
23,431
+1,234
+6% +$44.7K
RITM icon
223
Rithm Capital
RITM
$5.09B
$840K 0.08%
114,655
-1,822
-2% -$17.3K
PM icon
224
Philip Morris
PM
$301B
$830K 0.08%
10,009
+691
+7% +$65.9K
IJJ icon
225
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$827K 0.08%
9,196
-64
-0.7% -$6.37K
7 8
9
10 11

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.