We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
201
VanEck Gold Miners ETF
GDX
$23B
$1.3M 0.1%
40,735
-19,873
-33% -$634K
CMCSA icon
202
Comcast
CMCSA
$79.1B
$1.3M 0.1%
25,776
+2,553
+11% +$133K
CRM icon
203
Salesforce
CRM
$134B
$1.28M 0.1%
5,041
+488
+11% +$137K
VRTX icon
204
Vertex Pharmaceuticals
VRTX
$121B
$1.27M 0.1%
5,774
+3,339
+137% +$649K
REGN icon
205
Regeneron Pharmaceuticals
REGN
$68.8B
$1.26M 0.1%
1,989
+1,141
+135% +$702K
TLT icon
206
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.22M 0.1%
8,220
-121
-1% -$17.8K
MCD icon
207
McDonald's
MCD
$188B
$1.22M 0.1%
4,535
+805
+22% +$203K
MMM icon
208
3M
MMM
$89B
$1.21M 0.1%
8,116
+57
+0.7% +$8.49K
SCHG icon
209
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.2M 0.09%
58,512
-4,472
-7% -$89.4K
HASI icon
210
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$1.19M 0.09%
22,339
-2
-0% -$116
SCHV
211
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.17M 0.09%
48,042
-6,405
-12% -$152K
EFX icon
212
Equifax
EFX
$20.3B
$1.17M 0.09%
4,001
+1
+0% +$278
BTI icon
213
British American Tobacco
BTI
$132B
$1.17M 0.09%
31,211
+22,983
+279% +$816K
IXG icon
214
iShares Global Financials ETF
IXG
$655M
$1.17M 0.09%
14,553
-2,918
-17% -$236K
USIG icon
215
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$1.15M 0.09%
19,251
+6,394
+50% +$384K
BMY icon
216
Bristol-Myers Squibb
BMY
$127B
$1.15M 0.09%
18,392
+4,571
+33% +$268K
SGEN
217
DELISTED
Seagen Inc. Common Stock
SGEN
$1.14M 0.09%
7,378
+4,754
+181% +$796K
O icon
218
Realty Income
O
$61.2B
$1.08M 0.09%
15,122
-1,681
-10% -$116K
VCIT icon
219
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.08M 0.09%
11,677
+3,256
+39% +$305K
IBB icon
220
iShares Biotechnology ETF
IBB
$9.31B
$1.07M 0.08%
7,011
-258
-4% -$39.9K
FAX
221
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.06M 0.08%
46,432
-38
-0.1% -$929
KYN icon
222
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$1.06M 0.08%
136,287
-1,327
-1% -$10.8K
MO icon
223
Altria Group
MO
$122B
$1.04M 0.08%
22,014
+13,429
+156% +$615K
KO icon
224
Coca-Cola
KO
$354B
$1.04M 0.08%
17,540
+7,533
+75% +$419K
ADP icon
225
Automatic Data Processing
ADP
$100B
$1.01M 0.08%
4,112
+1,234
+43% +$279K
7 8
9
10 11

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.