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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
201
iShares Biotechnology ETF
IBB
$9.31B
$1.18M 0.11%
7,269
-290
-4% -$48.8K
SILJ icon
202
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$1.17M 0.11%
99,347
-9,418
-9% -$126K
SCHG icon
203
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.17M 0.11%
62,984
-88
-0.1% -$1.68K
FAX
204
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.16M 0.1%
46,470
-157
-0.3% -$4.03K
FREL icon
205
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.15M 0.1%
37,747
+8,553
+29% +$271K
MRK icon
206
Merck
MRK
$324B
$1.14M 0.1%
15,142
-1,523
-9% -$116K
U icon
207
Unity
U
$12.5B
$1.14M 0.1%
9,000
+2,500
+38% +$296K
GILD icon
208
Gilead Sciences
GILD
$161B
$1.11M 0.1%
15,853
+2,508
+19% +$176K
KYN icon
209
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$1.1M 0.1%
137,614
-15,832
-10% -$126K
LOW icon
210
Lowe's Companies
LOW
$116B
$1.09M 0.1%
5,370
+56
+1% +$11.2K
CSCO icon
211
Cisco
CSCO
$450B
$1.07M 0.1%
19,657
+900
+5% +$50.5K
ITB icon
212
iShares US Home Construction ETF
ITB
$2.41B
$1.07M 0.1%
16,121
+6,447
+67% +$454K
AMD icon
213
Advanced Micro Devices
AMD
$851B
$1.07M 0.1%
10,362
-155
-1% -$15.8K
PTY icon
214
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$1.06M 0.1%
57,788
+28,014
+94% +$559K
O icon
215
Realty Income
O
$61.2B
$1.06M 0.1%
16,803
+230
+1% +$15.5K
IGSB icon
216
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.05M 0.1%
19,270
-5,374
-22% -$294K
IMCB icon
217
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$1.03M 0.09%
15,437
-491
-3% -$33.3K
EFX icon
218
Equifax
EFX
$20.3B
$1.01M 0.09%
4,000
– –
IHI icon
219
iShares US Medical Devices ETF
IHI
$3.02B
$1.01M 0.09%
16,141
+241
+2% +$15.4K
NFLX icon
220
Netflix
NFLX
$292B
$1M 0.09%
16,450
-4,720
-22% -$260K
SCHF icon
221
Schwab International Equity ETF
SCHF
$65.6B
$995K 0.09%
51,420
– –
TXN icon
222
Texas Instruments
TXN
$255B
$982K 0.09%
5,111
+142
+3% +$27.1K
PCN
223
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$977K 0.09%
54,165
-254
-0.5% -$4.74K
DE icon
224
Deere & Co
DE
$170B
$961K 0.09%
2,869
+265
+10% +$95.5K
HYLD
225
DELISTED
High Yield ETF
HYLD
$957K 0.09%
29,879
-1,935
-6% -$62.5K
7 8
9
10 11

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.