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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSOE icon
201
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$1.01M 0.1%
+24,728
New +$1.04M
SCHF icon
202
Schwab International Equity ETF
SCHF
$65.6B
$1M 0.1%
53,238
+5,196
+11% +$96.9K
IMCB icon
203
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$999K 0.1%
15,884
+16
+0.1% +$977
SCHD icon
204
Schwab US Dividend Equity ETF
SCHD
$102B
$999K 0.1%
41,115
+5,280
+15% +$120K
UBER icon
205
Uber
UBER
$134B
$999K 0.1%
+18,320
New +$1.02M
XLE icon
206
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$999K 0.1%
+40,722
New +$939K
SCHG icon
207
Schwab US Large-Cap Growth ETF
SCHG
$58.6B
$993K 0.1%
61,240
+1,160
+2% +$18.9K
NARI
208
DELISTED
Inari Medical, Inc. Common Stock
NARI
$971K 0.1%
9,075
+2,075
+30% +$215K
USIG icon
209
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$969K 0.1%
16,405
+8,853
+117% +$533K
LRCX icon
210
Lam Research
LRCX
$382B
$964K 0.1%
+16,190
New +$882K
AWF
211
AllianceBernstein Global High Income Fund
AWF
$867M
$950K 0.09%
80,177
-1,739
-2% -$20.5K
TXN icon
212
Texas Instruments
TXN
$255B
$945K 0.09%
5,001
-230
-4% -$40K
CAT icon
213
Caterpillar
CAT
$409B
$933K 0.09%
4,023
+44
+1% +$9.11K
IWS icon
214
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$928K 0.09%
+8,493
New +$885K
SCHJ icon
215
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$852M
$925K 0.09%
+36,284
New +$929K
SLV icon
216
iShares Silver Trust
SLV
$28.1B
$925K 0.09%
40,736
+6,824
+20% +$166K
DOW icon
217
Dow Inc
DOW
$21.6B
$917K 0.09%
14,337
+764
+6% +$45.7K
ICSH icon
218
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$915K 0.09%
18,102
-8,360
-32% -$422K
PCN
219
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$902K 0.09%
52,075
+1,949
+4% +$33.6K
UNH icon
220
UnitedHealth
UNH
$382B
$898K 0.09%
2,413
+2
+0.1% +$693
BOH icon
221
Bank of Hawaii
BOH
$3.33B
$895K 0.09%
10,000
– –
MCD icon
222
McDonald's
MCD
$188B
$883K 0.09%
3,938
+161
+4% +$34.4K
CMF icon
223
iShares California Muni Bond ETF
CMF
$4.54B
$880K 0.09%
14,160
+2,270
+19% +$142K
DIA icon
224
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
$864K 0.09%
2,400
+100
+4% +$31.6K
VWOB icon
225
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$853K 0.08%
11,008
+434
+4% +$34.5K
7 8
9
10 11

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.