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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
201
McDonald's
MCD
$192B
$810K 0.09%
+3,777
New +$821K
CRM icon
202
Salesforce
CRM
$142B
$799K 0.09%
+3,592
New +$874K
IVW icon
203
iShares S&P 500 Growth ETF
IVW
$72.2B
$799K 0.09%
+12,523
New +$759K
WSM icon
204
Williams-Sonoma
WSM
$27.6B
$786K 0.09%
+15,432
New +$790K
QQQ icon
205
CALL
Invesco QQQ Trust
QQQ
$449B
$782K 0.09%
2,300
– –
ACN icon
206
Accenture
ACN
$94.3B
$775K 0.09%
+2,967
New +$711K
EFX icon
207
Equifax
EFX
$20.8B
$771K 0.09%
+4,000
New +$672K
LH icon
208
Labcorp
LH
$24.7B
$771K 0.09%
+4,410
New +$762K
IFLN
209
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$771K 0.09%
39,639
+1
+0% +$19
VXUS icon
210
Vanguard Total International Stock ETF
VXUS
$153B
$768K 0.09%
12,771
– –
BOH icon
211
Bank of Hawaii
BOH
$3.17B
$766K 0.09%
10,000
– –
SCHD icon
212
Schwab US Dividend Equity ETF
SCHD
$103B
$766K 0.09%
+35,835
New +$727K
DOW icon
213
Dow Inc
DOW
$20.8B
$753K 0.09%
13,573
+817
+6% +$42.2K
URI icon
214
United Rentals
URI
$70.2B
$749K 0.09%
3,231
-11,098
-77% -$2.34M
CMF icon
215
iShares California Muni Bond ETF
CMF
$4.56B
$747K 0.09%
+11,890
New +$742K
DIA icon
216
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$736K 0.08%
2,300
– –
CAT icon
217
Caterpillar
CAT
$402B
$724K 0.08%
+3,979
New +$675K
U icon
218
Unity
U
$13.3B
$721K 0.08%
+4,700
New +$571K
HMLP
219
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$718K 0.08%
50,209
-2,938
-6% -$37.9K
IWN icon
220
iShares Russell 2000 Value ETF
IWN
$14.4B
$713K 0.08%
+5,411
New +$639K
IEMG icon
221
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$694K 0.08%
+11,193
New +$645K
NLY icon
222
Annaly Capital Management
NLY
$16.9B
$685K 0.08%
20,272
-512
-2% -$15.8K
PARA
223
DELISTED
Paramount Global Class B
PARA
$683K 0.08%
18,320
-3,175
-15% -$102K
KG
224
Kestrel Group
KG
$70.1M
$682K 0.08%
13,692
-670
-5% -$23K
EWU icon
225
iShares MSCI United Kingdom ETF
EWU
$4.05B
$680K 0.08%
23,213
-1,204
-5% -$33.2K
7 8
9
10 11

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BGM
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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.