NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+10.02%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$603M
AUM Growth
-$111M
Cap. Flow
-$161M
Cap. Flow %
-26.65%
Top 10 Hldgs %
33.62%
Holding
443
New
23
Increased
70
Reduced
122
Closed
198

Top Buys

1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$4.01M
2
SHOP icon
Shopify
SHOP
$3.72M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$3.37M
4
MOS icon
The Mosaic Company
MOS
$3.11M
5
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
$2.78M

Top Sells

1
AAPL icon
Apple
AAPL
$27.1M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$7.62M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$4.56M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
$3.63M

Sector Composition

1 Technology 19.02%
2 Consumer Discretionary 6.05%
3 Industrials 4.86%
4 Financials 4.13%
5 Healthcare 3.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BHK icon
201
BlackRock Core Bond Trust
BHK
$707M
$239K 0.04%
15,294
– –
F icon
202
Ford
F
$46.7B
$238K 0.04%
35,706
-1,276
-3% -$8.51K
NRK icon
203
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$842M
$235K 0.04%
18,238
– –
MMT
204
MFS Multimarket Income Trust
MMT
$263M
$229K 0.04%
40,755
+354
+0.9% +$1.99K
IQDF icon
205
FlexShares International Quality Dividend Index Fund
IQDF
$798M
$226K 0.04%
+10,920
New +$226K
JHS
206
John Hancock Income Securities Trust
JHS
$135M
$225K 0.04%
14,825
– –
ARCC icon
207
Ares Capital
ARCC
$15.8B
$221K 0.04%
15,809
-34,529
-69% -$483K
DSL
208
DoubleLine Income Solutions Fund
DSL
$1.44B
$217K 0.04%
13,543
-2,413
-15% -$38.7K
SPE
209
Special Opportunities Fund
SPE
$167M
$216K 0.04%
17,369
– –
OYST
210
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$211K 0.03%
10,000
– –
TCS
211
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$206K 0.03%
+2,217
New +$206K
SGOL icon
212
abrdn Physical Gold Shares ETF
SGOL
$5.72B
$197K 0.03%
10,866
-253
-2% -$4.59K
BSE
213
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$192K 0.03%
14,700
– –
VGM icon
214
Invesco Trust Investment Grade Municipals
VGM
$527M
$175K 0.03%
14,070
– –
BGT icon
215
BlackRock Floating Rate Income Trust
BGT
$317M
$169K 0.03%
15,035
+163
+1% +$1.83K
MUE icon
216
BlackRock MuniHoldings Quality Fund II
MUE
$213M
$168K 0.03%
13,198
-17,000
-56% -$216K
MQT icon
217
BlackRock MuniYield Quality Fund II
MQT
$216M
$165K 0.03%
12,600
– –
GGB icon
218
Gerdau
GGB
$6.39B
$162K 0.03%
55,124
-8,316
-13% -$24.4K
NAC icon
219
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
$162K 0.03%
11,093
– –
FCX icon
220
Freeport-McMoran
FCX
$66.5B
$157K 0.03%
+10,034
New +$157K
SFL icon
221
SFL Corp
SFL
$1.09B
$151K 0.02%
20,172
-2,620
-11% -$19.6K
FEN
222
DELISTED
First Trust Energy Income and Growth Fund
FEN
$151K 0.02%
16,675
+1,000
+6% +$9.06K
INBK icon
223
First Internet Bancorp
INBK
$213M
$150K 0.02%
10,214
-2,349
-19% -$34.5K
LEO
224
BNY Mellon Strategic Municipals
LEO
$375M
$128K 0.02%
15,500
– –
AA icon
225
Alcoa
AA
$8.24B
$122K 0.02%
10,530
– –
7 8
9
10 11