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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB icon
201
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$623 0.02%
16,272
-112
-0.7% -$5.43K
PPL
202
PPL Corp
PPL
$27.6B
$618 0.02%
25,026
-72
-0.3% -$2.32K
IQ icon
203
iQIYI
IQ
$1.21B
$610 0.02%
34,281
+4,023
+13% +$90.4K
ISRG icon
204
Intuitive Surgical
ISRG
$131B
$604 0.02%
+3,660
New +$670K
PCN
205
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$604 0.02%
45,311
-1,398
-3% -$24.7K
IYM icon
206
iShares US Basic Materials ETF
IYM
$1.15B
$600 0.02%
8,664
-358
-4% -$30.8K
RMM
207
RiverNorth Managed Duration Municipal Income Fund
RMM
$285M
$595 0.02%
33,300
+6,200
+23% +$120K
MUE
208
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$590 0.02%
49,198
-25,000
-34% -$314K
IWN icon
209
iShares Russell 2000 Value ETF
IWN
$14.4B
$589 0.02%
7,185
+342
+5% +$38.4K
KL
210
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$586 0.02%
19,803
+13,374
+208% +$489K
IJJ icon
211
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$578 0.02%
10,538
-2,740
-21% -$206K
DMO
212
Western Asset Mortgage Opportunity Fund
DMO
$119M
$574 0.02%
44,871
+1,408
+3% +$26.9K
TAN icon
213
Invesco Solar ETF
TAN
$1.4B
$571 0.02%
22,628
-1,439
-6% -$46.9K
ARCC icon
214
Ares Capital
ARCC
$13.7B
$560 0.02%
51,947
+682
+1% +$11.5K
GGN
215
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$759M
$559 0.02%
205,423
-9,918
-5% -$38K
BOH icon
216
Bank of Hawaii
BOH
$3.15B
$552 0.01%
10,000
– –
XPH icon
217
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$551 0.01%
15,289
-439
-3% -$18.7K
IVE icon
218
iShares S&P 500 Value ETF
IVE
$49.5B
$550 0.01%
5,713
-513
-8% -$61K
VXUS icon
219
Vanguard Total International Stock ETF
VXUS
$152B
$539 0.01%
12,837
+434
+3% +$22K
RDS.A
220
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$533 0.01%
15,263
-28
-0.2% -$1.31K
IR icon
221
Ingersoll Rand
IR
$33.6B
$532 0.01%
+21,436
New +$681K
AGN
222
DELISTED
Allergan plc
AGN
$519 0.01%
2,932
-1,680
-36% -$316K
FPX icon
223
First Trust US Equity Opportunities ETF
FPX
$1.45B
$511 0.01%
8,104
+2,442
+43% +$188K
IJK icon
224
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$511 0.01%
11,448
+6,548
+134% +$360K
LLY icon
225
Eli Lilly
LLY
$1.09T
$508 0.01%
3,665
– –
7 8
9
10 11

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.