NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
-35.56%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
-$27.3M
Cap. Flow %
-735.68%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

1
ENBL
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$189K
2
TRTX
TPG RE Finance Trust
TRTX
$109K
3
INBK icon
First Internet Bancorp
INBK
$12.3K
4
TRQ
Turquoise Hill Resources Ltd
TRQ
$3.82K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$2.74K

Top Sells

1
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
$1.7M
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
$1.24M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.03M
4
BRX icon
Brixmor Property Group
BRX
$881K
5
TFI icon
SPDR Nuveen ICE Municipal Bond ETF
TFI
$808K

Sector Composition

1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMCB icon
201
iShares Morningstar Mid-Cap ETF
IMCB
$1.18B
$623 0.02%
16,272
-112
-0.7% -$4
PPL icon
202
PPL Corp
PPL
$26.6B
$618 0.02%
25,026
-72
-0.3% -$2
IQ icon
203
iQIYI
IQ
$2.61B
$610 0.02%
34,281
+4,023
+13% +$72
ISRG icon
204
Intuitive Surgical
ISRG
$167B
$604 0.02%
+3,660
New +$604
PCN
205
PIMCO Corporate & Income Strategy Fund
PCN
$839M
$604 0.02%
45,311
-1,398
-3% -$19
IYM icon
206
iShares US Basic Materials ETF
IYM
$565M
$600 0.02%
8,664
-358
-4% -$25
RMM
207
RiverNorth Managed Duration Municipal Income Fund
RMM
$269M
$595 0.02%
33,300
+6,200
+23% +$111
MUE icon
208
BlackRock MuniHoldings Quality Fund II
MUE
$213M
$590 0.02%
49,198
-25,000
-34% -$300
IWN icon
209
iShares Russell 2000 Value ETF
IWN
$11.9B
$589 0.02%
7,185
+342
+5% +$28
KL
210
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$586 0.02%
19,803
+13,374
+208% +$396
IJJ icon
211
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.15B
$578 0.02%
10,538
-2,740
-21% -$150
DMO
212
Western Asset Mortgage Opportunity Fund
DMO
$136M
$574 0.02%
44,871
+1,408
+3% +$18
TAN icon
213
Invesco Solar ETF
TAN
$765M
$571 0.02%
22,628
-1,439
-6% -$36
ARCC icon
214
Ares Capital
ARCC
$15.8B
$560 0.02%
51,947
+682
+1% +$7
GGN
215
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$749M
$559 0.02%
205,423
-9,918
-5% -$27
BOH icon
216
Bank of Hawaii
BOH
$2.72B
$552 0.01%
10,000
– –
XPH icon
217
SPDR S&P Pharmaceuticals ETF
XPH
$189M
$551 0.01%
15,289
-439
-3% -$16
IVE icon
218
iShares S&P 500 Value ETF
IVE
$41B
$550 0.01%
5,713
-513
-8% -$49
VXUS icon
219
Vanguard Total International Stock ETF
VXUS
$102B
$539 0.01%
12,837
+434
+3% +$18
RDS.A
220
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$533 0.01%
15,263
-28
-0.2% -$1
IR icon
221
Ingersoll Rand
IR
$32.2B
$532 0.01%
+21,436
New +$532
AGN
222
DELISTED
Allergan plc
AGN
$519 0.01%
2,932
-1,680
-36% -$297
IJK icon
223
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.22B
$511 0.01%
11,448
+6,548
+134% +$292
FPX icon
224
First Trust US Equity Opportunities ETF
FPX
$1.03B
$511 0.01%
8,104
+2,442
+43% +$154
LLY icon
225
Eli Lilly
LLY
$652B
$508 0.01%
3,665
– –
7 8
9
10 11