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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIP icon
201
Brookfield Infrastructure Partners
BIP
$18.8B
$569K 0.1%
19,135
– –
IEUR icon
202
iShares Core MSCI Europe ETF
IEUR
$8.66B
$561K 0.1%
11,249
+5,190
+86% +$247K
EFX icon
203
Equifax
EFX
$20.3B
$560K 0.1%
4,000
– –
IWC icon
204
iShares Micro-Cap ETF
IWC
$1.43B
$551K 0.1%
5,542
+43
+0.8% +$3.98K
VOE icon
205
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$549K 0.09%
4,608
+42
+0.9% +$4.84K
COP icon
206
ConocoPhillips
COP
$147B
$540K 0.09%
8,308
-179
-2% -$10.5K
MO icon
207
Altria Group
MO
$122B
$534K 0.09%
10,695
+200
+2% +$9.43K
BMO icon
208
Bank of Montreal
BMO
$125B
$533K 0.09%
6,875
– –
CRM icon
209
Salesforce
CRM
$134B
$533K 0.09%
3,280
+17
+0.5% +$2.67K
NAD icon
210
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$532K 0.09%
36,429
– –
SMH icon
211
VanEck Semiconductor ETF
SMH
$67.6B
$528K 0.09%
7,470
+2,164
+41% +$142K
RMM
212
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$524K 0.09%
+27,100
New +$537K
ITB icon
213
iShares US Home Construction ETF
ITB
$2.41B
$521K 0.09%
11,739
+6,931
+144% +$309K
CSX icon
214
CSX Corp
CSX
$98.6B
$516K 0.09%
21,405
-900
-4% -$21.3K
AVGO icon
215
Broadcom
AVGO
$1.82T
$511K 0.09%
16,160
+50
+0.3% +$1.52K
DOW icon
216
Dow Inc
DOW
$21.6B
$505K 0.09%
9,224
-107
-1% -$5.53K
DD icon
217
DuPont de Nemours
DD
$18.6B
$503K 0.09%
6,245
-459
-7% -$38.1K
RTX icon
218
RTX Corp
RTX
$287B
$500K 0.09%
5,302
-118
-2% -$10.7K
MFA
219
MFA Financial
MFA
$929M
$496K 0.09%
16,194
– –
IXJ icon
220
iShares Global Healthcare ETF
IXJ
$4.11B
$494K 0.09%
7,181
+3
+0% +$195
QDF icon
221
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$493K 0.09%
10,168
– –
WFC icon
222
Wells Fargo
WFC
$261B
$491K 0.08%
9,130
+3,133
+52% +$164K
HPI
223
John Hancock Preferred Income Fund
HPI
$428M
$486K 0.08%
21,298
– –
LLY icon
224
Eli Lilly
LLY
$1.07T
$482K 0.08%
3,665
+284
+8% +$32.9K
TT icon
225
Trane Technologies
TT
$106B
$480K 0.08%
+3,612
New +$458K
7 8
9
10 11

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.