We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CASY icon
201
Casey's General Stores
CASY
$31.9B
$460K 0.1%
3,571
+1
+0% +$131
QDF icon
202
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$456K 0.1%
10,168
+5
+0% +$216
CRM icon
203
Salesforce
CRM
$134B
$447K 0.1%
2,824
+192
+7% +$29.8K
ABT icon
204
Abbott
ABT
$180B
$446K 0.1%
5,573
+570
+11% +$42.4K
IWC icon
205
iShares Micro-Cap ETF
IWC
$1.43B
$444K 0.1%
4,787
+207
+5% +$19.1K
MQT
206
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$440K 0.09%
35,800
– –
SCHP icon
207
Schwab US TIPS ETF
SCHP
$16.3B
$439K 0.09%
15,954
+150
+0.9% +$4.05K
SFL icon
208
SFL Corp
SFL
$1.59B
$437K 0.09%
35,403
+5,637
+19% +$68.1K
NTR icon
209
Nutrien
NTR
$32.7B
$436K 0.09%
8,258
+506
+7% +$26.4K
RTX icon
210
RTX Corp
RTX
$287B
$435K 0.09%
5,360
+32
+0.6% +$2.43K
LLY icon
211
Eli Lilly
LLY
$1.07T
$432K 0.09%
3,331
– –
MUI
212
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$427K 0.09%
31,000
– –
TEVA icon
213
Teva Pharmaceuticals
TEVA
$35.9B
$418K 0.09%
26,629
-3,454
-11% -$60.9K
USA icon
214
Liberty All-Star Equity Fund
USA
$1.75B
$415K 0.09%
67,984
-32,007
-32% -$189K
IVOG icon
215
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$409K 0.09%
6,038
-64
-1% -$4.17K
IWB icon
216
iShares Russell 1000 ETF
IWB
$47.7B
$408K 0.09%
2,596
+672
+35% +$102K
EMR icon
217
Emerson Electric
EMR
$82.9B
$404K 0.09%
5,904
– –
MU icon
218
Micron Technology
MU
$1.04T
$402K 0.09%
9,723
+150
+2% +$5.79K
RY icon
219
Royal Bank of Canada
RY
$291B
$402K 0.09%
5,321
-1,200
-18% -$90.8K
GPP
220
DELISTED
Green Plains Partners LP
GPP
$400K 0.09%
25,280
+2,180
+9% +$33.3K
DSL
221
DoubleLine Income Solutions Fund
DSL
$1.21B
$395K 0.09%
19,835
+260
+1% +$5.03K
MDB icon
222
MongoDB
MDB
$24B
$382K 0.08%
+2,600
New +$267K
F icon
223
Ford
F
$57.3B
$381K 0.08%
43,350
+1,370
+3% +$11.8K
HSBC icon
224
HSBC
HSBC
$355B
$380K 0.08%
9,466
-59
-0.6% -$2.38K
SCZ icon
225
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$378K 0.08%
6,583
-215
-3% -$12K
7 8
9
10 11

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.