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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$396M
AUM Growth
+$971K
Cap. Flow
+$7.15M
Cap. Flow %
1.81%
Top 10 Hldgs %
24.4%
Holding
364
New
41
Increased
115
Reduced
156
Closed
22

Top Buys

Rank Stock Value
1
CNXM
CNX Midstream Partners LP
CNXM
+$1.23M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.2M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.12M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$925K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$830K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$871K
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$788K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$755K
4
META icon
Meta Platforms (Facebook)
META
+$747K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$673K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Financials 6.75%
3 Industrials 5.43%
4 Consumer Discretionary 4.4%
5 Healthcare 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
201
Micron Technology
MU
$1.04T
$425K 0.11%
8,144
-3,864
-32% -$185K
KG
202
Kestrel Group
KG
$71.3M
$418K 0.11%
3,214
+3
+0.1% +$417
MMT
203
Aberdeen Multi-Market Income Fund
MMT
$237M
$418K 0.11%
72,471
-12,112
-14% -$71K
PX
204
DELISTED
Praxair Inc
PX
$418K 0.11%
2,900
-47
-2% -$7.31K
PM icon
205
Philip Morris
PM
$301B
$415K 0.1%
4,173
-64
-2% -$6.67K
HON icon
206
Honeywell
HON
$77.1B
$413K 0.1%
3,162
+164
+5% +$22.7K
WFC icon
207
Wells Fargo
WFC
$261B
$413K 0.1%
7,875
-1,705
-18% -$101K
XLE icon
208
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$405K 0.1%
+12,010
New +$425K
GPP
209
DELISTED
Green Plains Partners LP
GPP
$405K 0.1%
23,294
+533
+2% +$9.53K
GEL icon
210
Genesis Energy
GEL
$1.84B
$397K 0.1%
20,136
+798
+4% +$17.4K
JWN
211
DELISTED
Nordstrom
JWN
$395K 0.1%
8,149
-273
-3% -$13.6K
SHOP icon
212
Shopify
SHOP
$148B
$386K 0.1%
+31,000
New +$401K
BGT icon
213
BlackRock Floating Rate Income Trust
BGT
$322M
$381K 0.1%
27,286
+94
+0.3% +$1.3K
IWC icon
214
iShares Micro-Cap ETF
IWC
$1.43B
$376K 0.1%
+3,915
New +$381K
RTX icon
215
RTX Corp
RTX
$287B
$374K 0.09%
4,721
+43
+0.9% +$3.55K
SLB icon
216
SLB Ltd
SLB
$77.8B
$373K 0.09%
5,753
+289
+5% +$20.2K
RTN
217
DELISTED
Raytheon Company
RTN
$373K 0.09%
1,728
-141
-8% -$29.2K
CELG
218
DELISTED
Celgene Corp
CELG
$372K 0.09%
4,166
+2,171
+109% +$208K
VGSH icon
219
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$369K 0.09%
6,142
-1,094
-15% -$65.7K
CIEN icon
220
Ciena
CIEN
$55.3B
$367K 0.09%
14,175
+2,225
+19% +$52.4K
RIO icon
221
Rio Tinto
RIO
$148B
$365K 0.09%
7,087
-50
-0.7% -$2.73K
XLF icon
222
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$360K 0.09%
13,045
+2,647
+25% +$76.2K
IXUS icon
223
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$352K 0.09%
+5,577
New +$359K
EVG
224
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$349K 0.09%
25,609
+120
+0.5% +$1.66K
FTV icon
225
Fortive
FTV
$19B
$349K 0.09%
7,133
-33
-0.5% -$1.57K
7 8
9
10 11

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NWAM LLC's Q1 2018 Portfolio in Review

As of Q1 2018, NWAM LLC held 364 positions worth $396M, up 0.25% from $395M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2018 filing shows 41 new, 115 increased, 156 reduced and 22 closed positions. Its largest new stake was CNX Midstream Partners LP: 64,773 shares worth $1.19M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $871K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2018 buy was CNX Midstream Partners LP: 64,773 shares worth $1.19M.
  • NWAM LLC added most to AdvisorShares Dorsey Wright ADR ETF in Q1 2018, an estimated $1.2M increase.
  • NWAM LLC's biggest Q1 2018 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $871K.
  • NWAM LLC fully exited Waste Management in Q1 2018, selling an estimated $433K.
  • NWAM LLC's ten largest holdings make up 24% of its $396M portfolio in Q1 2018.
  • NWAM LLC opened 41 new positions and closed 22 in Q1 2018.
  • NWAM LLC's portfolio value rose 0.25% quarter-over-quarter to $396M.

Based on NWAM LLC's 13F filing for Q1 2018, filed 16 Apr 2018.