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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
201
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$402K 0.1%
8,746
+580
+7% +$25.9K
JWN
202
DELISTED
Nordstrom
JWN
$399K 0.1%
8,422
+672
+9% +$28.9K
SLYV icon
203
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.91B
$396K 0.1%
6,302
+820
+15% +$52.3K
ABT icon
204
Abbott
ABT
$180B
$395K 0.1%
6,926
-87
-1% -$4.82K
BHK icon
205
BlackRock Core Bond Trust
BHK
$641M
$395K 0.1%
28,150
– –
IEFA icon
206
iShares Core MSCI EAFE ETF
IEFA
$186B
$382K 0.1%
5,773
+2,275
+65% +$148K
BGT icon
207
BlackRock Floating Rate Income Trust
BGT
$321M
$379K 0.1%
27,192
-459
-2% -$6.4K
RIO icon
208
Rio Tinto
RIO
$149B
$378K 0.1%
7,137
-131
-2% -$6.39K
RTX icon
209
RTX Corp
RTX
$287B
$376K 0.1%
4,678
-84
-2% -$6.38K
SLB icon
210
SLB Ltd
SLB
$78B
$368K 0.09%
5,464
-1,065
-16% -$69K
EVG
211
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$366K 0.09%
25,489
+116
+0.5% +$1.63K
JCI icon
212
Johnson Controls International
JCI
$87.5B
$356K 0.09%
9,335
-284
-3% -$11.1K
RTN
213
DELISTED
Raytheon Company
RTN
$351K 0.09%
1,869
+1
+0.1% +$186
ARCC icon
214
Ares Capital
ARCC
$13.5B
$346K 0.09%
22,009
+908
+4% +$14.7K
APU
215
DELISTED
AmeriGas Partners, L.P.
APU
$344K 0.09%
7,449
-92
-1% -$4.14K
AGU
216
DELISTED
Agrium
AGU
$337K 0.09%
2,928
+165
+6% +$17.9K
YPF icon
217
YPF
YPF
$20.2B
$335K 0.08%
14,625
-3,207
-18% -$73.6K
WY icon
218
Weyerhaeuser
WY
$17.3B
$332K 0.08%
9,419
-400
-4% -$14.2K
PTY icon
219
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$330K 0.08%
20,050
– –
RY icon
220
Royal Bank of Canada
RY
$291B
$329K 0.08%
4,028
– –
FTV icon
221
Fortive
FTV
$18.9B
$327K 0.08%
7,166
– –
PDP icon
222
Invesco Dorsey Wright Momentum ETF
PDP
$1.51B
$321K 0.08%
6,217
– –
VTRS icon
223
Viatris
VTRS
$20B
$321K 0.08%
7,592
-800
-10% -$30.6K
AVGO icon
224
Broadcom
AVGO
$1.83T
$320K 0.08%
12,450
+400
+3% +$10.4K
QDF icon
225
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$320K 0.08%
7,099
– –
7 8
9
10 11

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NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.