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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
201
Novartis
NVS
$297B
$383K 0.1%
4,981
+686
+16% +$51.8K
HASI icon
202
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$382K 0.1%
15,658
+5,699
+57% +$133K
HON icon
203
Honeywell
HON
$78B
$379K 0.1%
2,960
-478
-14% -$59.3K
ABT icon
204
Abbott
ABT
$175B
$374K 0.1%
7,013
-457
-6% -$22.9K
LMT icon
205
Lockheed Martin
LMT
$131B
$374K 0.1%
1,206
+44
+4% +$13.1K
SFL icon
206
SFL Corp
SFL
$1.58B
$371K 0.1%
25,614
+5,582
+28% +$76.1K
JWN
207
DELISTED
Nordstrom
JWN
$365K 0.09%
7,750
+1,121
+17% +$52.1K
EVG
208
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$361K 0.09%
25,373
+113
+0.4% +$1.61K
JSD
209
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$361K 0.09%
20,758
-3,037
-13% -$53K
CELG
210
DELISTED
Celgene Corp
CELG
$361K 0.09%
2,479
-181
-7% -$24.7K
COP icon
211
ConocoPhillips
COP
$146B
$358K 0.09%
7,151
-606
-8% -$27.2K
VWO icon
212
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$356K 0.09%
8,166
-1,457
-15% -$63.1K
RTN
213
DELISTED
Raytheon Company
RTN
$349K 0.09%
1,868
-6
-0.3% -$1.06K
RTX icon
214
RTX Corp
RTX
$282B
$348K 0.09%
4,762
+505
+12% +$37.4K
ARCC icon
215
Ares Capital
ARCC
$13.4B
$346K 0.09%
21,101
+3,028
+17% +$49K
SLYV icon
216
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.88B
$346K 0.09%
5,482
+1,216
+29% +$72.3K
TWX
217
DELISTED
Time Warner Inc
TWX
$344K 0.09%
3,362
-214
-6% -$21.7K
RIO icon
218
Rio Tinto
RIO
$149B
$343K 0.09%
7,268
+18
+0.2% +$837
APU
219
DELISTED
AmeriGas Partners, L.P.
APU
$339K 0.09%
7,541
+234
+3% +$10.3K
CVS icon
220
CVS Health
CVS
$136B
$337K 0.09%
4,139
+55
+1% +$4.35K
PTY icon
221
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$336K 0.09%
20,050
– –
MA icon
222
Mastercard
MA
$469B
$334K 0.09%
2,366
+559
+31% +$74K
WY icon
223
Weyerhaeuser
WY
$17B
$334K 0.09%
9,819
+1,276
+15% +$41.9K
AFL icon
224
Aflac
AFL
$63.3B
$321K 0.08%
7,900
-842
-10% -$33.9K
MSD
225
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$321K 0.08%
31,845
– –
7 8
9
10 11

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LGM
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MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
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BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.