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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$575M
AUM Growth
+$247M
Cap. Flow
+$27.4M
Cap. Flow %
4.77%
Top 10 Hldgs %
51.41%
Holding
347
New
38
Increased
116
Reduced
137
Closed
25

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.63M
2
VV icon
Vanguard Large-Cap ETF
VV
+$3.59M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.97M
4
AMLP icon
Alerian MLP ETF
AMLP
+$2.65M
5
VO icon
Vanguard Mid-Cap ETF
VO
+$2.59M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.93M
2
PG icon
Procter & Gamble
PG
+$1.06M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.03M
4
RITM icon
Rithm Capital
RITM
+$711K
5
SBUX icon
Starbucks
SBUX
+$576K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.93%
3 Industrials 3.01%
4 Healthcare 2.66%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
201
Aflac
AFL
$63.3B
$340K 0.06%
8,742
-372
-4% -$14K
RDS.B
202
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$338K 0.06%
6,205
-308
-5% -$17.1K
SO icon
203
Southern Company
SO
$109B
$334K 0.06%
6,972
-954
-12% -$47.8K
PARA
204
DELISTED
Paramount Global Class B
PARA
$333K 0.06%
+5,214
New +$334K
PTY icon
205
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$330K 0.06%
20,050
– –
APU
206
DELISTED
AmeriGas Partners, L.P.
APU
$330K 0.06%
7,307
+401
+6% +$18K
ABBV icon
207
AbbVie
ABBV
$454B
$329K 0.06%
+4,535
New +$305K
CVS icon
208
CVS Health
CVS
$136B
$329K 0.06%
+4,084
New +$322K
RTX icon
209
RTX Corp
RTX
$282B
$327K 0.06%
4,257
-485
-10% -$36.3K
VTRS icon
210
Viatris
VTRS
$20.1B
$327K 0.06%
8,417
+2,857
+51% +$110K
LMT icon
211
Lockheed Martin
LMT
$131B
$323K 0.06%
1,162
-224
-16% -$61.5K
TWTR
212
DELISTED
Twitter, Inc.
TWTR
$323K 0.06%
18,098
+5,525
+44% +$94.1K
FPL
213
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$322K 0.06%
+24,504
New +$323K
NVS icon
214
Novartis
NVS
$297B
$321K 0.06%
4,295
-1,289
-23% -$91.4K
LUMN icon
215
Lumen
LUMN
$6.73B
$318K 0.06%
13,299
-811
-6% -$20.4K
JWN
216
DELISTED
Nordstrom
JWN
$317K 0.06%
6,629
-1,504
-18% -$68.4K
MSD
217
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$315K 0.05%
31,845
– –
KG
218
Kestrel Group
KG
$71.3M
$313K 0.05%
1,409
+35
+3% +$8.17K
MICR
219
DELISTED
Micron Solutions, Inc.
MICR
$310K 0.05%
+10,370
New +$41.8K
XLK icon
220
State Street Technology Select Sector SPDR ETF
XLK
$116B
$309K 0.05%
11,286
+1,850
+20% +$50.9K
RIO icon
221
Rio Tinto
RIO
$149B
$307K 0.05%
7,250
-350
-5% -$14K
BIP icon
222
Brookfield Infrastructure Partners
BIP
$18.9B
$305K 0.05%
+12,516
New +$296K
AXP icon
223
American Express
AXP
$233B
$303K 0.05%
3,602
-5,704
-61% -$451K
RTN
224
DELISTED
Raytheon Company
RTN
$303K 0.05%
1,874
+123
+7% +$19.5K
GGN
225
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$764M
$301K 0.05%
54,650
+300
+0.6% +$1.7K
7 8
9
10 11

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NWAM LLC's Q2 2017 Portfolio in Review

As of Q2 2017, NWAM LLC held 347 positions worth $575M, up 75% from $328M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

NWAM LLC deployed $27.4M of net new capital in Q2 2017, opening 38 new positions and adding to 116 existing holdings. Its largest new stake was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 9.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $2.93M trimmed.

  • NWAM LLC's largest Q2 2017 buy was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.
  • NWAM LLC added most to Vanguard Real Estate ETF in Q2 2017, an estimated $2.97M increase.
  • NWAM LLC's biggest Q2 2017 reduction was US Bancorp, cutting an estimated $2.93M.
  • NWAM LLC fully exited Paramount Global Class A in Q2 2017, selling an estimated $498K.
  • NWAM LLC's ten largest holdings make up 51% of its $575M portfolio in Q2 2017.
  • NWAM LLC opened 38 new positions and closed 25 in Q2 2017.
  • NWAM LLC's portfolio value rose 75% quarter-over-quarter to $575M.

Based on NWAM LLC's 13F filing for Q2 2017, filed 27 Jul 2017.