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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
201
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$332K 0.1%
23,498
+131
+0.6% +$1.83K
AFL icon
202
Aflac
AFL
$63.2B
$330K 0.1%
9,114
– –
SCHG icon
203
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$330K 0.1%
43,656
-1,304
-3% -$9.64K
MDT icon
204
Medtronic
MDT
$107B
$329K 0.1%
4,079
+1,109
+37% +$86.6K
APU
205
DELISTED
AmeriGas Partners, L.P.
APU
$325K 0.1%
6,906
+8
+0.1% +$378
WY icon
206
Weyerhaeuser
WY
$17.3B
$324K 0.1%
9,543
+430
+5% +$14K
RY icon
207
Royal Bank of Canada
RY
$292B
$323K 0.1%
+4,428
New +$321K
KO icon
208
Coca-Cola
KO
$353B
$322K 0.1%
7,594
+965
+15% +$40.3K
MU icon
209
Micron Technology
MU
$977B
$318K 0.1%
11,015
-465
-4% -$11.4K
WBA
210
DELISTED
Walgreens Boots Alliance
WBA
$317K 0.1%
3,811
+300
+9% +$25.2K
PTY icon
211
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$315K 0.1%
20,050
+282
+1% +$4.31K
AX icon
212
Axos Financial
AX
$5.55B
$313K 0.1%
11,975
– –
RIO icon
213
Rio Tinto
RIO
$145B
$309K 0.09%
+7,600
New +$323K
USMV icon
214
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$309K 0.09%
+6,470
New +$303K
VO icon
215
Vanguard Mid-Cap ETF
VO
$105B
$308K 0.09%
8,844
+476
+6% +$16.4K
SFL icon
216
SFL Corp
SFL
$1.49B
$307K 0.09%
+20,858
New +$310K
GGN
217
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$304K 0.09%
54,350
-1,900
-3% -$10.4K
CRM icon
218
Salesforce
CRM
$142B
$300K 0.09%
3,636
+292
+9% +$23.3K
MSD
219
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$297K 0.09%
31,845
– –
CELG
220
DELISTED
Celgene Corp
CELG
$297K 0.09%
2,384
+395
+20% +$47.3K
GSK icon
221
GSK
GSK
$100B
$293K 0.09%
+5,561
New +$282K
CHK
222
DELISTED
Chesapeake Energy Corporation
CHK
$290K 0.09%
244
-5
-2% -$6.08K
SPYD icon
223
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.58B
$288K 0.09%
8,159
-69
-0.8% -$2.44K
HTGC icon
224
Hercules Capital
HTGC
$3.01B
$284K 0.09%
+18,800
New +$276K
PDP icon
225
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$283K 0.09%
6,242
-50
-0.8% -$2.2K
7 8
9
10 11

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PAIM
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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.