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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
201
DELISTED
Chesapeake Energy Corporation
CHK
$297K 0.02%
237
+31
+15% +$35.8K
TWX
202
DELISTED
Time Warner Inc
TWX
$296K 0.02%
3,719
+209
+6% +$16.3K
NVS icon
203
Novartis
NVS
$285B
$282K 0.02%
+3,989
New +$291K
HON icon
204
Honeywell
HON
$71.7B
$279K 0.02%
2,661
+727
+38% +$76K
RTX icon
205
RTX Corp
RTX
$262B
$276K 0.02%
+4,317
New +$286K
MDT icon
206
Medtronic
MDT
$107B
$275K 0.02%
+3,184
New +$277K
MQY icon
207
BlackRock MuniYield Quality Fund
MQY
$829M
$275K 0.02%
16,650
– –
PDP icon
208
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$274K 0.02%
6,472
-100
-2% -$4.27K
TSI
209
TCW Strategic Income Fund
TSI
$215M
$271K 0.02%
51,150
– –
VO icon
210
Vanguard Mid-Cap ETF
VO
$105B
$271K 0.02%
8,368
– –
VWO icon
211
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$271K 0.02%
7,204
-335
-4% -$12.5K
GD icon
212
General Dynamics
GD
$100B
$270K 0.02%
+1,739
New +$259K
M icon
213
Macy's
M
$6.13B
$268K 0.02%
+7,239
New +$262K
TRQ
214
DELISTED
Turquoise Hill Resources Ltd
TRQ
$267K 0.02%
+8,979
New +$289K
GASS icon
215
StealthGas
GASS
$321M
$266K 0.02%
76,525
-5,225
-6% -$18.1K
OMER icon
216
Omeros
OMER
$697M
$261K 0.02%
23,393
+2,600
+13% +$29.7K
KO icon
217
Coca-Cola
KO
$353B
$258K 0.02%
+6,104
New +$267K
RIO icon
218
Rio Tinto
RIO
$145B
$254K 0.02%
7,600
– –
KHC icon
219
Kraft Heinz
KHC
$30.7B
$251K 0.02%
2,804
-64
-2% -$5.66K
PFX icon
220
PhenixFIN
PFX
$83.9M
$250K 0.02%
1,635
+150
+10% +$22.2K
CIEN icon
221
Ciena
CIEN
$53.6B
$247K 0.02%
11,320
-500
-4% -$10.4K
DOC icon
222
Healthpeak Properties
DOC
$15.4B
$245K 0.02%
7,101
-148
-2% -$5.18K
LLTC
223
DELISTED
Linear Technology Corp
LLTC
$242K 0.02%
+4,085
New +$229K
SCHF icon
224
Schwab International Equity ETF
SCHF
$65.1B
$241K 0.02%
16,746
– –
FTR
225
DELISTED
Frontier Communications Corp.
FTR
$241K 0.02%
3,855
+866
+29% +$61.7K
7 8
9
10 11

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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.