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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQNR icon
201
Equinor
EQNR
$88.3B
$232K 0.09%
13,380
-2,100
-14% -$34.4K
ORCL icon
202
Oracle
ORCL
$352B
$230K 0.09%
5,614
+193
+4% +$7.71K
SCHF icon
203
Schwab International Equity ETF
SCHF
$65.6B
$227K 0.09%
+16,746
New +$229K
KMB icon
204
Kimberly-Clark
KMB
$35.8B
$224K 0.09%
1,631
– –
RBBN icon
205
Ribbon Communications
RBBN
$391M
$224K 0.09%
+25,790
New +$215K
CIEN icon
206
Ciena
CIEN
$55.5B
$222K 0.09%
11,820
+900
+8% +$16.3K
ACAD icon
207
Acadia Pharmaceuticals
ACAD
$4.38B
$221K 0.09%
+6,810
New +$228K
VWOB icon
208
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.2B
$221K 0.09%
+2,750
New +$214K
FTR
209
DELISTED
Frontier Communications Corp.
FTR
$221K 0.09%
2,989
+262
+10% +$20.5K
OMER icon
210
Omeros
OMER
$683M
$219K 0.09%
20,793
-5,005
-19% -$61.6K
BRK.A icon
211
Berkshire Hathaway Class A
BRK.A
$1.06T
$217K 0.09%
1
– –
JHS
212
John Hancock Income Securities Trust
JHS
$127M
$216K 0.08%
14,925
– –
AGU
213
DELISTED
Agrium
AGU
$215K 0.08%
2,374
-196
-8% -$17.5K
PAAS icon
214
Pan American Silver
PAAS
$17.6B
$214K 0.08%
12,999
-1,366
-10% -$19.5K
UNH icon
215
UnitedHealth
UNH
$385B
$214K 0.08%
+1,518
New +$202K
V icon
216
Visa
V
$681B
$210K 0.08%
+2,830
New +$222K
SFL icon
217
SFL Corp
SFL
$1.5B
$209K 0.08%
14,206
+99
+0.7% +$1.47K
VGM icon
218
Invesco Trust Investment Grade Municipals
VGM
$567M
$209K 0.08%
14,070
– –
CTXS
219
DELISTED
Citrix Systems Inc
CTXS
$206K 0.08%
9,921
-1,256
-11% -$82.6K
SJM icon
220
J.M. Smucker
SJM
$12.1B
$203K 0.08%
+1,333
New +$177K
HON icon
221
Honeywell
HON
$71.3B
$202K 0.08%
+1,934
New +$199K
DIA icon
222
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$201K 0.08%
+1,124
New +$200K
MU icon
223
Micron Technology
MU
$993B
$201K 0.08%
14,589
+150
+1% +$1.71K
TEI
224
Templeton Emerging Markets Income Fund
TEI
$321M
$201K 0.08%
19,154
– –
PFX icon
225
PhenixFIN
PFX
$85.1M
$199K 0.08%
1,485
-258
-15% -$34.2K
7 8
9
10 11

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PAIM
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SFI
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NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.