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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
201
DELISTED
Frontier Communications Corp.
FTR
$229K 0.09%
2,727
+48
+2% +$3.49K
EXEL icon
202
Exelixis
EXEL
$14B
$228K 0.09%
+57,000
New +$241K
SPE
203
Special Opportunities Fund
SPE
$144M
$227K 0.09%
18,182
– –
CTXS
204
DELISTED
Citrix Systems Inc
CTXS
$227K 0.09%
+11,177
New +$632K
AGU
205
DELISTED
Agrium
AGU
$227K 0.09%
2,570
+65
+3% +$5.62K
NMFC icon
206
New Mountain Finance
NMFC
$661M
$224K 0.09%
17,700
-350
-2% -$4.25K
TXN icon
207
Texas Instruments
TXN
$259B
$224K 0.09%
3,902
-347
-8% -$18.4K
ORCL icon
208
Oracle
ORCL
$350B
$222K 0.09%
5,421
-90
-2% -$3.33K
RIO icon
209
Rio Tinto
RIO
$145B
$222K 0.09%
+7,850
New +$209K
DOC icon
210
Healthpeak Properties
DOC
$15.4B
$219K 0.09%
7,383
-1,942
-21% -$58.3K
KMB icon
211
Kimberly-Clark
KMB
$36B
$219K 0.09%
1,631
-536
-25% -$69.7K
KO icon
212
Coca-Cola
KO
$353B
$218K 0.09%
4,703
-88
-2% -$3.83K
BRK.A icon
213
Berkshire Hathaway Class A
BRK.A
$1.06T
$213K 0.08%
+1
New +$200K
KYN icon
214
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
$210K 0.08%
+12,700
New +$183K
CIEN icon
215
Ciena
CIEN
$53.6B
$208K 0.08%
+10,920
New +$202K
JHS
216
John Hancock Income Securities Trust
JHS
$127M
$208K 0.08%
14,925
– –
STIP icon
217
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$206K 0.08%
2,044
-100
-5% -$9.95K
RTX icon
218
RTX Corp
RTX
$262B
$205K 0.08%
3,259
-1,436
-31% -$83.3K
STJ
219
DELISTED
St Jude Medical
STJ
$204K 0.08%
3,712
-365
-9% -$19.9K
SDS icon
220
CALL
ProShares UltraShort S&P500
SDS
$402M
$200K 0.08%
+100
New +$215K
TEI
221
Templeton Emerging Markets Income Fund
TEI
$320M
$197K 0.08%
19,154
-3,270
-15% -$31.6K
VGM icon
222
Invesco Trust Investment Grade Municipals
VGM
$563M
$197K 0.08%
+14,070
New +$192K
SFL icon
223
SFL Corp
SFL
$1.49B
$196K 0.08%
14,107
-1,008
-7% -$13.6K
NQU
224
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$183K 0.07%
12,399
– –
WFT
225
DELISTED
Weatherford International plc
WFT
$179K 0.07%
23,043
+7,529
+49% +$50.8K
7 8
9
10 11

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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.