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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
201
DELISTED
Allergan plc
AGN
$233K 0.1%
+744
New +$222K
VALE icon
202
Vale
VALE
$60B
$230K 0.09%
+7,900
New +$31.5K
GLD icon
203
SPDR Gold Trust
GLD
$129B
$229K 0.09%
+2,259
New +$239K
SPE
204
Special Opportunities Fund
SPE
$144M
$229K 0.09%
+18,182
New +$247K
KHC icon
205
Kraft Heinz
KHC
$30.7B
$227K 0.09%
3,115
+115
+4% +$8.48K
DBGR
206
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
$227K 0.09%
9,460
-3,540
-27% -$85.5K
AGU
207
DELISTED
Agrium
AGU
$224K 0.09%
+2,505
New +$237K
MNKD icon
208
MannKind Corp
MNKD
$1.23B
$219K 0.09%
30,219
-1,381
-4% -$17K
VTRS icon
209
Viatris
VTRS
$19.8B
$219K 0.09%
+4,056
New +$195K
ESRX
210
DELISTED
Express Scripts Holding Company
ESRX
$219K 0.09%
+2,505
New +$215K
OXY icon
211
Occidental Petroleum
OXY
$54.9B
$217K 0.09%
+3,211
New +$231K
NAN icon
212
Nuveen New York Quality Municipal Income Fund
NAN
$381M
$215K 0.09%
+15,131
New +$209K
GGN
213
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$208K 0.08%
+43,850
New +$228K
KO icon
214
Coca-Cola
KO
$353B
$206K 0.08%
4,791
-1,209
-20% -$51.3K
TEI
215
Templeton Emerging Markets Income Fund
TEI
$320M
$205K 0.08%
+22,424
New +$224K
LMT icon
216
Lockheed Martin
LMT
$117B
$203K 0.08%
+936
New +$203K
RY icon
217
Royal Bank of Canada
RY
$292B
$203K 0.08%
+3,788
New +$212K
STIP icon
218
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$202K 0.08%
+2,144
New +$213K
MDLZ icon
219
Mondelez International
MDLZ
$77.4B
$201K 0.08%
+4,473
New +$200K
ORCL icon
220
Oracle
ORCL
$350B
$201K 0.08%
5,511
-489
-8% -$18.7K
JHS
221
John Hancock Income Securities Trust
JHS
$127M
$200K 0.08%
+14,925
New +$204K
BHK icon
222
BlackRock Core Bond Trust
BHK
$654M
$196K 0.08%
+15,500
New +$199K
NVG icon
223
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$196K 0.08%
+13,537
New +$190K
FTR
224
DELISTED
Frontier Communications Corp.
FTR
$188K 0.08%
2,679
+12
+0.4% +$892
CHK
225
DELISTED
Chesapeake Energy Corporation
CHK
$183K 0.07%
203
+3
+2% +$3.73K
7 8
9
10 11

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PAIM
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SFI
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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.