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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSK
201
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$230K 0.1%
4,000
+160
+4% +$9.2K
KMB icon
202
Kimberly-Clark
KMB
$36.1B
$225K 0.09%
+2,000
New +$218K
EPD icon
203
Enterprise Products Partners
EPD
$83.9B
$223K 0.09%
+7,000
New +$229K
PZE
204
DELISTED
Petrobras Argentina S A
PZE
$222K 0.09%
33,000
+430
+1% +$3.07K
TWTR
205
DELISTED
Twitter, Inc.
TWTR
$221K 0.09%
6,000
-1,404
-19% -$57.4K
WMT icon
206
Walmart Inc
WMT
$868B
$218K 0.09%
+9,000
New +$229K
PCL
207
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$211K 0.09%
5,000
-611
-11% -$25.6K
LLY icon
208
Eli Lilly
LLY
$1.07T
$210K 0.09%
+3,000
New +$229K
JHS
209
John Hancock Income Securities Trust
JHS
$126M
$208K 0.09%
15,000
+75
+0.5% +$1.06K
BRK.A icon
210
Berkshire Hathaway Class A
BRK.A
$1.07T
– –
-1
Closed -$215K
NAN icon
211
Nuveen New York Quality Municipal Income Fund
NAN
$372M
$205K 0.09%
+15,000
New +$206K
AGU
212
DELISTED
Agrium
AGU
$205K 0.09%
+2,000
New +$210K
STIP icon
213
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$204K 0.09%
2,000
-44
-2% -$4.39K
PII icon
214
Polaris
PII
$4.18B
$201K 0.08%
+1,000
New +$144K
BHK icon
215
BlackRock Core Bond Trust
BHK
$642M
$196K 0.08%
16,000
+500
+3% +$6.69K
ONIT
216
Onity Group
ONIT
$334M
$195K 0.08%
1,267
-38
-3% -$5.53K
FTR
217
DELISTED
Frontier Communications Corp.
FTR
$195K 0.08%
2,600
+205
+9% +$18.3K
FLG
218
Flagstar Bank National Association
FLG
$5.86B
$191K 0.08%
3,333
-950
-22% -$50.1K
TWI icon
219
Titan International
TWI
$516M
$186K 0.08%
17,000
-280
-2% -$2.95K
PAAS icon
220
Pan American Silver
PAAS
$18.7B
$168K 0.07%
20,000
+3,551
+22% +$33.4K
NQU
221
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$165K 0.07%
12,000
-399
-3% -$5.44K
CSQ icon
222
Calamos Strategic Total Return Fund
CSQ
$3.23B
$163K 0.07%
15,000
+100
+0.7% +$1.14K
ENX
223
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$160K 0.07%
+13,000
New +$164K
NYH
224
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$160K 0.07%
+13,000
New +$159K
NVG icon
225
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$158K 0.07%
12,000
+313
+3% +$4.4K
7 8
9
10 11

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LBC
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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.