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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
201
iShares Global Healthcare ETF
IXJ
$4.11B
$289K 0.1%
5,924
-212
-3% -$10.1K
HD icon
202
Home Depot
HD
$332B
$286K 0.1%
3,119
-820
-21% -$70.3K
BRCM
203
DELISTED
BROADCOM CORP CL-A
BRCM
$283K 0.1%
7,010
-666
-9% -$25.9K
TEI
204
Templeton Emerging Markets Income Fund
TEI
$310M
$279K 0.1%
21,906
-15,380
-41% -$207K
PEP icon
205
PepsiCo
PEP
$186B
$275K 0.1%
2,959
-232
-7% -$21.2K
LUV icon
206
Southwest Airlines
LUV
$22B
$273K 0.1%
8,082
-2,047
-20% -$62.5K
TSI
207
TCW Strategic Income Fund
TSI
$212M
$271K 0.1%
48,073
-96
-0.2% -$535
KYE
208
DELISTED
Kayne Anderson Energy
KYE
$271K 0.1%
+6,623
New +$215K
HYG icon
209
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$270K 0.1%
2,935
+100
+4% +$9.35K
CMS icon
210
CMS Energy
CMS
$23.1B
$268K 0.1%
9,045
+433
+5% +$12.9K
BBEP
211
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$267K 0.1%
13,163
+2,040
+18% +$44.8K
NNN icon
212
NNN REIT
NNN
$9.39B
$265K 0.09%
7,678
+727
+10% +$26.6K
LEO
213
BNY Mellon Strategic Municipals
LEO
$387M
$260K 0.09%
31,094
+298
+1% +$2.5K
STJ
214
DELISTED
St Jude Medical
STJ
$258K 0.09%
4,283
+399
+10% +$26.1K
PARAA
215
DELISTED
Paramount Global Class A
PARAA
$257K 0.09%
+4,810
New +$285K
MMP
216
DELISTED
Magellan Midstream Partners, L.P.
MMP
$257K 0.09%
3,051
+9
+0.3% +$748
EMR icon
217
Emerson Electric
EMR
$82.9B
$251K 0.09%
4,008
+166
+4% +$10.8K
ED icon
218
Consolidated Edison
ED
$41.6B
$250K 0.09%
4,404
+83
+2% +$4.71K
MQY icon
219
BlackRock MuniYield Quality Fund
MQY
$807M
$248K 0.09%
16,650
– –
EXC icon
220
Exelon
EXC
$48.6B
$247K 0.09%
10,169
+614
+6% +$14.4K
BCE icon
221
BCE
BCE
$19.9B
$246K 0.09%
5,129
-61
-1% -$2.73K
CIEN icon
222
Ciena
CIEN
$55.3B
$245K 0.09%
14,670
+3,342
+30% +$65.5K
CL icon
223
Colgate-Palmolive
CL
$72.6B
$244K 0.09%
+3,747
New +$247K
CBL
224
DELISTED
CBL& Associates Properties, Inc.
CBL
$244K 0.09%
13,642
-36,362
-73% -$687K
HON icon
225
Honeywell
HON
$77B
$243K 0.09%
2,904
-244
-8% -$20.7K
7 8
9
10 11

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MYAM
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LBC
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C
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CAM
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SC
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BGM
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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.