NL

NWAM LLC Portfolio holdings

AUM $1.79B
1-Year Est. Return 29.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+29.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$188M
AUM Growth
-$17.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
225
New
Increased
Reduced
Closed

Top Buys

1
+$1.51M
2
+$1.36M
3
+$675K
4
DS
Drive Shack Inc.
DS
+$634K
5
PFX icon
PhenixFIN
PFX
+$504K

Top Sells

1
+$23.5M
2
+$9.76M
3
+$4.27M
4
MSFT icon
Microsoft
MSFT
+$1.9M
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$1.63M

Sector Composition

1 Technology 11.4%
2 Financials 10.83%
3 Industrials 6.62%
4 Consumer Discretionary 6.28%
5 Energy 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
– –
-5,610
202
– –
-11,645
203
– –
-13,546
204
– –
-6,669
205
– –
-12,349
206
– –
-5,486
207
– –
-2,550
208
– –
-3,796
209
– –
-5,510
210
– –
-10,388
211
– –
-6,131
212
– –
-2,819
213
– –
-6,050
214
– –
-10,005
215
– –
-3,210
216
– –
-3,883
217
– –
-5,491
218
– –
-4,359
219
– –
-58,721
220
– –
-9,058
221
– –
-10,506
222
– –
-11,612
223
– –
-66,289
224
– –
-12,986
225
– –
-10,317
5 6 7 8
9