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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.74B
AUM Growth
-$51.9M
Cap. Flow
+$33.7M
Cap. Flow %
1.94%
Top 10 Hldgs %
23.66%
Holding
680
New
63
Increased
264
Reduced
257
Closed
59

Top Buys

1
PG icon
Procter & Gamble
PG
+$6.13M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.91M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.65M
4
AVGO icon
Broadcom
AVGO
+$3.12M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.96M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.74M
2
MSFT icon
Microsoft
MSFT
+$5.53M
3
AMZN icon
Amazon
AMZN
+$4.47M
4
AVXL icon
Anavex Life Sciences
AVXL
+$4.37M
5
SHOP icon
Shopify
SHOP
+$4.21M

Sector Composition

1 Technology 16.37%
2 Industrials 5.39%
3 Healthcare 4.52%
4 Consumer Discretionary 3.78%
5 Financials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
201
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$1.72M 0.1%
10,605
+1,015
+11% +$170K
DISV icon
202
Dimensional International Small Cap Value ETF
DISV
$4.78B
$1.71M 0.1%
43,465
-4,714
-10% -$191K
HYG icon
203
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$1.66M 0.1%
20,850
-971
-4% -$78.1K
GOVT icon
204
iShares US Treasury Bond ETF
GOVT
$43.7B
$1.65M 0.09%
71,879
+19,646
+38% +$453K
OEF icon
205
iShares S&P 100 ETF
OEF
$20.1B
$1.63M 0.09%
5,139
-236
-4% -$79.1K
BTI icon
206
British American Tobacco
BTI
$136B
$1.62M 0.09%
27,755
-9
-0% -$533
AVDV icon
207
Avantis International Small Cap Value ETF
AVDV
$19B
$1.62M 0.09%
16,228
+8,531
+111% +$870K
ACWX icon
208
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$1.62M 0.09%
23,663
+10,582
+81% +$746K
ARKK icon
209
ARK Innovation ETF
ARKK
$6.15B
$1.61M 0.09%
23,847
-2,106
-8% -$156K
TMO icon
210
Thermo Fisher Scientific
TMO
$198B
$1.59M 0.09%
3,239
-269
-8% -$146K
PEP icon
211
PepsiCo
PEP
$187B
$1.59M 0.09%
10,221
-124
-1% -$19.3K
GS icon
212
Goldman Sachs
GS
$314B
$1.58M 0.09%
1,862
-4,243
-70% -$3.79M
MCD icon
213
McDonald's
MCD
$190B
$1.56M 0.09%
5,021
-17
-0.3% -$5.42K
JNK icon
214
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.53M 0.09%
15,986
+724
+5% +$70.2K
VOE icon
215
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$1.53M 0.09%
8,296
-59
-0.7% -$11K
VGIT icon
216
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$1.52M 0.09%
25,448
+28
+0.1% +$1.68K
PFE icon
217
Pfizer
PFE
$143B
$1.51M 0.09%
53,887
+10,531
+24% +$280K
CSCO icon
218
Cisco
CSCO
$441B
$1.5M 0.09%
19,395
+883
+5% +$69.1K
CNI icon
219
Canadian National Railway
CNI
$78.3B
$1.5M 0.09%
+14,589
New +$1.5M
FENI icon
220
Fidelity Enhanced International ETF
FENI
$10.3B
$1.49M 0.09%
40,031
+17,227
+76% +$663K
REGN icon
221
Regeneron Pharmaceuticals
REGN
$70.9B
$1.48M 0.09%
1,917
+195
+11% +$149K
EMR icon
222
Emerson Electric
EMR
$78.2B
$1.48M 0.09%
11,275
+1,439
+15% +$207K
MGK icon
223
Vanguard Mega Cap Growth ETF
MGK
$32.7B
$1.47M 0.08%
20,055
-15,515
-44% -$1.22M
GLDM icon
224
SPDR Gold MiniShares Trust
GLDM
$27.1B
$1.47M 0.08%
15,883
+1,092
+7% +$105K
SQQQ icon
225
ProShares UltraPro Short QQQ
SQQQ
$2.36B
$1.46M 0.08%
+18,136
New +$1.29M
7 8
9
10 11

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NWAM LLC's Q1 2026 Portfolio in Review

As of Q1 2026, NWAM LLC held 680 positions worth $1.74B, down 2.9% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2026 filing shows 63 new, 264 increased, 257 reduced and 59 closed positions. Its largest new stake was EchoStar: 20,172 shares worth $2.36M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.74M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Industrials and Healthcare.

  • NWAM LLC's largest Q1 2026 buy was EchoStar: 20,172 shares worth $2.36M.
  • NWAM LLC added most to Procter & Gamble in Q1 2026, an estimated $6.13M increase.
  • NWAM LLC's biggest Q1 2026 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.74M.
  • NWAM LLC fully exited Anavex Life Sciences in Q1 2026, selling an estimated $4.37M.
  • NWAM LLC's ten largest holdings make up 24% of its $1.74B portfolio in Q1 2026.
  • NWAM LLC opened 63 new positions and closed 59 in Q1 2026.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.74B.

Based on NWAM LLC's 13F filing for Q1 2026, filed 4 May 2026.