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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVDV icon
176
Avantis International Small Cap Value ETF
AVDV
$18.9B
$1.45M 0.12%
23,264
-4,709
-17% -$274K
SCHG icon
177
Schwab US Large-Cap Growth ETF
SCHG
$58.6B
$1.44M 0.12%
69,540
+35,464
+104% +$686K
NARI
178
DELISTED
Inari Medical, Inc. Common Stock
NARI
$1.44M 0.12%
22,180
-1,122
-5% -$67.6K
REGN icon
179
Regeneron Pharmaceuticals
REGN
$68.8B
$1.44M 0.12%
1,639
-135
-8% -$111K
IYR icon
180
iShares US Real Estate ETF
IYR
$4.59B
$1.42M 0.11%
15,550
+11,481
+282% +$940K
GILD icon
181
Gilead Sciences
GILD
$161B
$1.39M 0.11%
17,212
+1,490
+9% +$116K
EFV icon
182
iShares MSCI EAFE Value ETF
EFV
$27.6B
$1.38M 0.11%
26,498
-4,814
-15% -$238K
ZBH icon
183
Zimmer Biomet
ZBH
$17.7B
$1.38M 0.11%
11,307
-19,838
-64% -$2.21M
FHLC icon
184
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$1.36M 0.11%
20,974
+4,327
+26% +$264K
COIN icon
185
Coinbase
COIN
$41.7B
$1.35M 0.11%
7,784
+807
+12% +$88.1K
CMCSA icon
186
Comcast
CMCSA
$79.1B
$1.35M 0.11%
30,776
-878
-3% -$37.6K
ABT icon
187
Abbott
ABT
$180B
$1.35M 0.11%
12,258
-329
-3% -$32.9K
EXE
188
Expand Energy Corp
EXE
$21.9B
$1.32M 0.11%
17,216
-34,396
-67% -$2.82M
DUHP icon
189
Dimensional US High Profitability ETF
DUHP
$12.3B
$1.3M 0.1%
45,552
-1,095
-2% -$29.3K
ISTB icon
190
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$1.3M 0.1%
27,357
+545
+2% +$25.4K
NOC icon
191
Northrop Grumman
NOC
$77B
$1.29M 0.1%
2,759
-630
-19% -$295K
MMM icon
192
3M
MMM
$89B
$1.29M 0.1%
14,092
+81
+0.6% +$6.5K
HEFA icon
193
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$1.28M 0.1%
40,609
+2,762
+7% +$84.2K
JNK icon
194
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.27M 0.1%
13,409
-87
-0.6% -$7.94K
PXD
195
DELISTED
Pioneer Natural Resource Co.
PXD
$1.26M 0.1%
5,613
-14,316
-72% -$3.36M
CAT icon
196
Caterpillar
CAT
$409B
$1.25M 0.1%
4,225
+2,171
+106% +$563K
FUTY icon
197
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.23M 0.1%
30,125
-7,963
-21% -$313K
JPST icon
198
JPMorgan Ultra-Short Income ETF
JPST
$40B
$1.2M 0.1%
23,852
-1,447
-6% -$72.6K
CARR icon
199
Carrier Global
CARR
$57.2B
$1.2M 0.1%
20,846
-59,617
-74% -$3.15M
BKR icon
200
Baker Hughes
BKR
$56.8B
$1.2M 0.1%
35,008
-5,954
-15% -$203K
6 7
8
9 10

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.