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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URA icon
176
Global X Uranium ETF
URA
$5.52B
$1.11M 0.11%
+41,200
New +$968K
WMT icon
177
Walmart Inc
WMT
$871B
$1.11M 0.11%
20,844
+1,416
+7% +$75.3K
BLOK icon
178
Amplify Blockchain Technology ETF
BLOK
$1.1B
$1.1M 0.11%
55,208
-4,117
-7% -$94.5K
UNP icon
179
Union Pacific
UNP
$183B
$1.1M 0.11%
5,389
-3,090
-36% -$673K
MMM icon
180
3M
MMM
$89B
$1.1M 0.11%
14,011
-1,385
-9% -$119K
SLB icon
181
SLB Ltd
SLB
$77.8B
$1.09M 0.11%
18,616
-296
-2% -$17.2K
INTC icon
182
Intel
INTC
$466B
$1.07M 0.11%
30,116
-10,927
-27% -$381K
DVY icon
183
iShares Select Dividend ETF
DVY
$24B
$1.07M 0.11%
9,902
-15,685
-61% -$1.78M
IHI icon
184
iShares US Medical Devices ETF
IHI
$3.02B
$1.06M 0.11%
21,887
-557
-2% -$29.6K
OEF icon
185
iShares S&P 100 ETF
OEF
$19.8B
$1.05M 0.11%
5,236
+575
+12% +$120K
BMY icon
186
Bristol-Myers Squibb
BMY
$127B
$1.04M 0.11%
17,975
-8,249
-31% -$505K
ACN icon
187
Accenture
ACN
$89.9B
$1.04M 0.11%
3,392
-419
-11% -$132K
JEPQ icon
188
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$1.04M 0.11%
+22,143
New +$1.07M
DIS icon
189
Walt Disney
DIS
$165B
$1.03M 0.1%
12,707
-2,914
-19% -$249K
ARKF icon
190
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
$1.02M 0.1%
52,486
-2,231
-4% -$47.5K
FHLC icon
191
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$1.01M 0.1%
16,647
+8,080
+94% +$508K
HAIL icon
192
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20.9M
$1M 0.1%
32,421
-194
-0.6% -$6.54K
AVDE icon
193
Avantis International Equity ETF
AVDE
$17.7B
$985K 0.1%
17,706
+1,517
+9% +$87.2K
VTEB icon
194
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$972K 0.1%
20,199
-63,139
-76% -$3.13M
PEP icon
195
PepsiCo
PEP
$186B
$961K 0.1%
5,670
-4,040
-42% -$734K
RITM icon
196
Rithm Capital
RITM
$5.09B
$953K 0.1%
102,632
-16,861
-14% -$166K
RWK icon
197
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$952K 0.1%
10,146
-346
-3% -$33.6K
DFIP icon
198
Dimensional Inflation-Protected Securities ETF
DFIP
$1.1B
$942K 0.1%
23,694
+5,039
+27% +$205K
MINT icon
199
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$939K 0.1%
9,380
-5,162
-35% -$515K
ICLR icon
200
Icon
ICLR
$12.8B
$938K 0.1%
3,811
+1
+0% +$252
6 7
8
9 10

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.