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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
176
Kimberly-Clark
KMB
$36.9B
$1.05M 0.11%
7,805
-564
-7% -$73.3K
HAIL icon
177
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.5M
$1.05M 0.11%
32,931
-959
-3% -$31.8K
SMH icon
178
VanEck Semiconductor ETF
SMH
$65.1B
$1.01M 0.1%
7,652
-10,776
-58% -$1.29M
HEFA icon
179
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.48B
$991K 0.1%
33,618
+4,367
+15% +$126K
IBM icon
180
IBM
IBM
$204B
$981K 0.1%
7,482
-2,159
-22% -$289K
GDX icon
181
VanEck Gold Miners ETF
GDX
$23.1B
$978K 0.1%
30,222
+4,075
+16% +$123K
UPS icon
182
United Parcel Service
UPS
$96.3B
$957K 0.1%
4,933
-2,531
-34% -$464K
O icon
183
Realty Income
O
$61.3B
$953K 0.1%
15,044
-220
-1% -$14.3K
IVLU icon
184
iShares MSCI Intl Value Factor ETF
IVLU
$4.33B
$947K 0.1%
38,211
-6,278
-14% -$154K
STIP icon
185
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$943K 0.1%
9,499
-2,591
-21% -$253K
EW icon
186
Edwards Lifesciences
EW
$48.2B
$926K 0.09%
11,195
+15
+0.1% +$1.18K
SLB icon
187
SLB Ltd
SLB
$77.7B
$918K 0.09%
18,698
+434
+2% +$23K
USIG icon
188
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$913K 0.09%
18,015
-5,287
-23% -$266K
IEV icon
189
iShares Europe ETF
IEV
$1.63B
$899K 0.09%
17,978
+808
+5% +$39.5K
RSP icon
190
Invesco S&P 500 Equal Weight ETF
RSP
$96.9B
$881K 0.09%
6,090
-38,506
-86% -$5.64M
LQD icon
191
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$878K 0.09%
8,008
-12,418
-61% -$1.34M
IJH icon
192
iShares Core S&P Mid-Cap ETF
IJH
$122B
$875K 0.09%
17,480
-82,170
-82% -$4.19M
FDL icon
193
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$862K 0.09%
24,276
-2
-0% -$73
SCHD icon
194
Schwab US Dividend Equity ETF
SCHD
$103B
$854K 0.09%
35,031
-27,414
-44% -$685K
IMCG icon
195
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.93B
$852K 0.09%
14,795
+8
+0.1% +$457
SHYG icon
196
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$851K 0.09%
20,421
-69,009
-77% -$2.86M
VGSH icon
197
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$825K 0.08%
14,092
-4,318
-23% -$251K
AMD icon
198
Advanced Micro Devices
AMD
$786B
$818K 0.08%
8,351
-1,306
-14% -$106K
WMT icon
199
Walmart Inc
WMT
$887B
$817K 0.08%
16,626
+117
+0.7% +$5.55K
ICLR icon
200
Icon
ICLR
$13B
$814K 0.08%
3,810
– –
6 7
8
9 10

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.