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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FREL icon
176
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.23M 0.12%
51,506
+7,680
+18% +$214K
UPS icon
177
United Parcel Service
UPS
$97.6B
$1.22M 0.12%
7,529
+552
+8% +$105K
IEMG icon
178
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.2M 0.11%
27,883
+9,391
+51% +$450K
ISTB icon
179
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$1.19M 0.11%
25,904
-9,077
-26% -$428K
DFSV
180
Dimensional US Small Cap Value ETF
DFSV
$8.14B
$1.18M 0.11%
54,083
+39,093
+261% +$936K
ILMN icon
181
Illumina
ILMN
$29.4B
$1.13M 0.11%
6,105
+239
+4% +$47.3K
OEF icon
182
iShares S&P 100 ETF
OEF
$19.8B
$1.13M 0.11%
6,928
+513
+8% +$93.1K
REGN icon
183
Regeneron Pharmaceuticals
REGN
$68.8B
$1.12M 0.11%
1,630
+17
+1% +$10.7K
CSCO icon
184
Cisco
CSCO
$450B
$1.1M 0.11%
27,628
+765
+3% +$33.9K
PBW icon
185
Invesco WilderHill Clean Energy ETF
PBW
$390M
$1.1M 0.11%
22,933
+541
+2% +$29.5K
INTC icon
186
Intel
INTC
$466B
$1.1M 0.1%
42,657
+3,337
+8% +$114K
HAL icon
187
Halliburton
HAL
$27.9B
$1.1M 0.1%
44,596
-1,011
-2% -$28.9K
GILD icon
188
Gilead Sciences
GILD
$161B
$1.09M 0.1%
17,675
-1,003
-5% -$63.2K
DFSD
189
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.03B
$1.08M 0.1%
23,451
+11,388
+94% +$533K
AVDV icon
190
Avantis International Small Cap Value ETF
AVDV
$18.9B
$1.08M 0.1%
22,647
-1,151
-5% -$61K
HAIL icon
191
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20.9M
$1.07M 0.1%
33,885
+1
+0% +$38
PULS icon
192
PGIM Ultra Short Bond ETF
PULS
$17.7B
$1.06M 0.1%
21,644
-6,716
-24% -$329K
FALN icon
193
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$1.06M 0.1%
44,307
-50,893
-53% -$1.28M
PICK icon
194
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$1.06M 0.1%
31,108
– –
MO icon
195
Altria Group
MO
$122B
$1.05M 0.1%
26,041
+4,996
+24% +$218K
ACN icon
196
Accenture
ACN
$89.9B
$1.05M 0.1%
4,083
+108
+3% +$31.2K
MCD icon
197
McDonald's
MCD
$188B
$1.05M 0.1%
4,545
-326
-7% -$83.3K
SGEN
198
DELISTED
Seagen Inc. Common Stock
SGEN
$1.05M 0.1%
7,667
+337
+5% +$54.9K
JNK icon
199
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.03M 0.1%
11,785
-2,428
-17% -$226K
GDX icon
200
VanEck Gold Miners ETF
GDX
$23B
$1.03M 0.1%
42,651
+10,380
+32% +$262K
6 7
8
9 10

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.