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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
176
IBM
IBM
$202B
$1.36M 0.12%
10,242
-2,806
-22% -$375K
PULS icon
177
PGIM Ultra Short Bond ETF
PULS
$17.7B
$1.35M 0.12%
27,272
+16,648
+157% +$827K
HAL icon
178
Halliburton
HAL
$27.9B
$1.34M 0.12%
+61,980
New +$1.27M
ASML icon
179
ASML
ASML
$675B
$1.31M 0.12%
+1,754
New +$1.38M
CMCSA icon
180
Comcast
CMCSA
$79.1B
$1.3M 0.12%
23,223
+1,442
+7% +$84.1K
VOO icon
181
Vanguard S&P 500 ETF
VOO
$968B
$1.29M 0.12%
3,274
-166
-5% -$67.3K
HEDJ icon
182
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$1.29M 0.12%
33,924
-7,402
-18% -$290K
GLD icon
183
SPDR Gold Trust
GLD
$131B
$1.29M 0.12%
7,848
+346
+5% +$57.9K
XLE icon
184
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$1.28M 0.12%
49,208
-6,986
-12% -$173K
SCHD icon
185
Schwab US Dividend Equity ETF
SCHD
$102B
$1.27M 0.12%
51,396
+7,467
+17% +$190K
WM icon
186
Waste Management
WM
$95.9B
$1.27M 0.12%
8,509
-143
-2% -$21.4K
KMB icon
187
Kimberly-Clark
KMB
$36.4B
$1.26M 0.11%
9,553
+400
+4% +$54.4K
IGBH icon
188
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$199M
$1.26M 0.11%
50,119
+21,836
+77% +$550K
PEP icon
189
PepsiCo
PEP
$186B
$1.26M 0.11%
8,369
+41
+0.5% +$6.35K
CRM icon
190
Salesforce
CRM
$134B
$1.24M 0.11%
4,553
+370
+9% +$94K
SCHV
191
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.23M 0.11%
54,447
-3,654
-6% -$84.5K
T icon
192
AT&T
T
$165B
$1.21M 0.11%
59,450
-9,533
-14% -$200K
PARA
193
DELISTED
Paramount Global Class B
PARA
$1.21M 0.11%
30,615
+934
+3% +$38.1K
TLT icon
194
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.2M 0.11%
8,341
+801
+11% +$119K
IVOL icon
195
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$1.2M 0.11%
43,075
+6,437
+18% +$180K
HASI icon
196
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$1.2M 0.11%
22,341
+8,860
+66% +$505K
PSX icon
197
Phillips 66
PSX
$82.9B
$1.19M 0.11%
16,918
+2,754
+19% +$199K
MMM icon
198
3M
MMM
$89B
$1.18M 0.11%
8,059
-364
-4% -$59K
AMGN icon
199
Amgen
AMGN
$203B
$1.18M 0.11%
5,540
+518
+10% +$119K
UPST icon
200
Upstart Holdings
UPST
$2.58B
$1.18M 0.11%
+3,715
New +$733K
6 7
8
9 10

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.