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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
176
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$975K 0.11%
49,149
-1,050
-2% -$19.6K
AWF
177
AllianceBernstein Global High Income Fund
AWF
$868M
$964K 0.11%
81,916
+959
+1% +$10.5K
SCHG icon
178
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$964K 0.11%
+60,080
New +$911K
O icon
179
Realty Income
O
$61.1B
$957K 0.11%
+15,889
New +$939K
PGF icon
180
Invesco Financial Preferred ETF
PGF
$675M
$954K 0.11%
49,660
-14,497
-23% -$275K
CSCO icon
181
Cisco
CSCO
$452B
$939K 0.11%
20,980
-950
-4% -$39K
IMCB icon
182
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$929K 0.11%
+15,868
New +$868K
NSC icon
183
Norfolk Southern
NSC
$77.1B
$916K 0.1%
+3,857
New +$878K
EWY icon
184
iShares MSCI South Korea ETF
EWY
$22.5B
$915K 0.1%
+10,636
New +$787K
IYM icon
185
iShares US Basic Materials ETF
IYM
$1.14B
$915K 0.1%
+8,072
New +$860K
HPS
186
John Hancock Preferred Income Fund III
HPS
$457M
$910K 0.1%
52,626
-1,700
-3% -$28.2K
AMD icon
187
Advanced Micro Devices
AMD
$807B
$900K 0.1%
+9,812
New +$847K
CNX icon
188
CNX Resources
CNX
$4.77B
$870K 0.1%
80,539
-2,706
-3% -$27.3K
VWOB icon
189
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$870K 0.1%
10,574
– –
SCHF icon
190
Schwab International Equity ETF
SCHF
$65.9B
$865K 0.1%
48,042
-2,834
-6% -$47.8K
PCN
191
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$864K 0.1%
50,126
+4,437
+10% +$72.9K
TXN icon
192
Texas Instruments
TXN
$255B
$859K 0.1%
+5,231
New +$813K
XPH icon
193
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$856K 0.1%
16,434
-82
-0.5% -$3.92K
KYN icon
194
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$851K 0.1%
148,012
+36,589
+33% +$196K
LOW icon
195
Lowe's Companies
LOW
$119B
$851K 0.1%
+5,299
New +$861K
UNH icon
196
UnitedHealth
UNH
$379B
$845K 0.1%
+2,411
New +$808K
SLV icon
197
iShares Silver Trust
SLV
$28.3B
$833K 0.1%
+33,912
New +$771K
GWW icon
198
W.W. Grainger
GWW
$66B
$829K 0.09%
+2,031
New +$798K
HPQ icon
199
HP
HPQ
$24.3B
$828K 0.09%
+33,666
New +$707K
BMY icon
200
Bristol-Myers Squibb
BMY
$128B
$819K 0.09%
13,201
+1,063
+9% +$65.4K
6 7
8
9 10

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.