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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
176
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$776 0.02%
52,599
+14,040
+36% +$257K
IJS icon
177
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$769 0.02%
15,396
-7,092
-32% -$492K
SCHG icon
178
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$757 0.02%
76,080
+7,112
+10% +$81.1K
NVG icon
179
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$751 0.02%
51,144
+125
+0.2% +$2.02K
AWF
180
AllianceBernstein Global High Income Fund
AWF
$868M
$742 0.02%
80,127
-2,189
-3% -$25K
IXUS icon
181
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$725 0.02%
15,423
+3,150
+26% +$178K
MGK icon
182
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$718 0.02%
28,250
-1,410
-5% -$40.7K
BMY icon
183
Bristol-Myers Squibb
BMY
$128B
$716 0.02%
12,843
+48
+0.4% +$2.93K
WFC icon
184
Wells Fargo
WFC
$264B
$704 0.02%
24,517
+15,387
+169% +$654K
IBB icon
185
iShares Biotechnology ETF
IBB
$9.44B
$701 0.02%
6,508
-150
-2% -$17.3K
BYND icon
186
Beyond Meat
BYND
$283M
$696 0.02%
10,449
+622
+6% +$60.4K
TXN icon
187
Texas Instruments
TXN
$255B
$692 0.02%
6,920
-373
-5% -$44.8K
NFLX icon
188
Netflix
NFLX
$293B
$680 0.02%
18,100
-2,910
-14% -$103K
MCD icon
189
McDonald's
MCD
$192B
$678 0.02%
4,102
+218
+6% +$43K
WMT icon
190
Walmart Inc
WMT
$889B
$678 0.02%
17,904
+3,363
+23% +$129K
JRI icon
191
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$676 0.02%
68,480
-13,052
-16% -$212K
SCHF icon
192
Schwab International Equity ETF
SCHF
$65.9B
$663 0.02%
51,326
+33,046
+181% +$508K
B
193
Barrick Mining
B
$62.6B
$661 0.02%
+36,101
New +$677K
IYW icon
194
iShares US Technology ETF
IYW
$23.3B
$661 0.02%
12,932
-16
-0.1% -$927
IFLN
195
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$657 0.02%
39,637
-9,619
-20% -$178K
KMB icon
196
Kimberly-Clark
KMB
$37B
$654 0.02%
5,114
+210
+4% +$29.1K
NKE icon
197
Nike
NKE
$62.5B
$651 0.02%
7,873
+374
+5% +$34.8K
SHOP icon
198
Shopify
SHOP
$165B
$649 0.02%
15,570
+220
+1% +$9.92K
AEM icon
199
Agnico Eagle Mines
AEM
$73B
$644 0.02%
+16,177
New +$852K
UNH icon
200
UnitedHealth
UNH
$379B
$627 0.02%
2,514
-1,839
-42% -$506K
6 7
8
9 10

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.