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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
176
Lowe's Companies
LOW
$116B
$705K 0.12%
5,888
-4,376
-43% -$500K
CLX icon
177
Clorox
CLX
$11.6B
$702K 0.12%
4,570
-52
-1% -$7.77K
CAT icon
178
Caterpillar
CAT
$409B
$699K 0.12%
4,731
-2,184
-32% -$305K
MPLX icon
179
MPLX
MPLX
$59.5B
$691K 0.12%
27,134
+7,307
+37% +$186K
VXUS icon
180
Vanguard Total International Stock ETF
VXUS
$153B
$691K 0.12%
12,403
+3,164
+34% +$170K
NFLX icon
181
Netflix
NFLX
$292B
$680K 0.12%
21,010
+1,870
+10% +$55.4K
JQC icon
182
Nuveen Credit Strategies Income Fund
JQC
$702M
$679K 0.12%
88,530
-12,975
-13% -$96.4K
SMMV icon
183
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$677K 0.12%
19,098
-1,508
-7% -$52.4K
KMB icon
184
Kimberly-Clark
KMB
$36.4B
$675K 0.12%
4,904
+3,163
+182% +$428K
ACN icon
185
Accenture
ACN
$89.9B
$653K 0.11%
3,099
-21
-0.7% -$4.09K
EMD
186
Western Asset Emerging Markets Debt Fund
EMD
$609M
$647K 0.11%
45,315
-1,000
-2% -$14K
C icon
187
Citigroup
C
$222B
$645K 0.11%
8,072
-574
-7% -$42.4K
GE icon
188
GE Aerospace
GE
$367B
$640K 0.11%
11,511
-55
-0.5% -$2.84K
IQ icon
189
iQIYI
IQ
$1.18B
$639K 0.11%
30,258
-1,000
-3% -$18.4K
SBS icon
190
Sabesp
SBS
$19.7B
$621K 0.11%
212,629
-21,658
-9% -$55.6K
WY icon
191
Weyerhaeuser
WY
$17.3B
$619K 0.11%
20,510
+10,699
+109% +$310K
SO icon
192
Southern Company
SO
$110B
$615K 0.11%
9,658
-193
-2% -$12K
SHOP icon
193
Shopify
SHOP
$148B
$610K 0.11%
15,350
+500
+3% +$16.9K
IWB icon
194
iShares Russell 1000 ETF
IWB
$47.7B
$606K 0.1%
3,395
+20
+0.6% +$3.41K
HASI icon
195
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$600K 0.1%
18,646
-1,390
-7% -$41.3K
KEY icon
196
KeyCorp
KEY
$24.3B
$589K 0.1%
29,123
-2,551
-8% -$48.1K
LIN icon
197
Linde
LIN
$237B
$585K 0.1%
2,747
-50
-2% -$10.1K
WMT icon
198
Walmart Inc
WMT
$871B
$576K 0.1%
14,541
+2,085
+17% +$82.8K
ADP icon
199
Automatic Data Processing
ADP
$100B
$571K 0.1%
3,351
– –
SRC
200
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$571K 0.1%
11,609
-237
-2% -$11.8K
6 7
8
9 10

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.