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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTF
176
Franklin Limited Duration Income Trust
FTF
$233M
$521K 0.11%
54,070
– –
BMO icon
177
Bank of Montreal
BMO
$125B
$514K 0.11%
6,875
-450
-6% -$33.3K
ACN icon
178
Accenture
ACN
$89.9B
$511K 0.11%
2,903
+15
+0.5% +$2.36K
COP icon
179
ConocoPhillips
COP
$147B
$511K 0.11%
7,654
+1,780
+30% +$120K
SO icon
180
Southern Company
SO
$110B
$508K 0.11%
9,837
+290
+3% +$14.2K
VOE icon
181
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$507K 0.11%
4,700
-97
-2% -$10.2K
IYW icon
182
iShares US Technology ETF
IYW
$23.7B
$506K 0.11%
+10,628
New +$473K
NFLX icon
183
Netflix
NFLX
$292B
$505K 0.11%
14,150
-1,090
-7% -$37.8K
C icon
184
Citigroup
C
$222B
$502K 0.11%
8,073
+1,494
+23% +$92.8K
SBS icon
185
Sabesp
SBS
$19.7B
$502K 0.11%
244,600
-20,626
-8% -$43K
ENLC
186
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$500K 0.11%
+39,146
New +$442K
NAD icon
187
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$499K 0.11%
36,757
– –
PCI
188
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$499K 0.11%
21,312
-383
-2% -$8.77K
KEY icon
189
KeyCorp
KEY
$24.3B
$497K 0.11%
31,552
+2,006
+7% +$33.5K
O icon
190
Realty Income
O
$61.2B
$495K 0.11%
6,947
-3,409
-33% -$226K
LIN icon
191
Linde
LIN
$237B
$494K 0.11%
2,806
+12
+0.4% +$1.99K
IXJ icon
192
iShares Global Healthcare ETF
IXJ
$4.11B
$493K 0.11%
8,073
-1,437
-15% -$85.6K
IVE icon
193
iShares S&P 500 Value ETF
IVE
$48.9B
$487K 0.11%
4,321
+1,210
+39% +$133K
ADP icon
194
Automatic Data Processing
ADP
$100B
$485K 0.1%
3,038
– –
HPI
195
John Hancock Preferred Income Fund
HPI
$428M
$483K 0.1%
21,298
– –
BIP icon
196
Brookfield Infrastructure Partners
BIP
$18.8B
$477K 0.1%
19,135
+252
+1% +$5.92K
EFX icon
197
Equifax
EFX
$20.3B
$474K 0.1%
4,000
– –
HCR
198
DELISTED
Hi-Crush Inc. Common Stock
HCR
$472K 0.1%
106,143
– –
MFA
199
MFA Financial
MFA
$929M
$471K 0.1%
16,194
-287
-2% -$8.31K
ANH
200
DELISTED
Anworth Mortgage Asset Corporation
ANH
$462K 0.1%
114,445
– –
6 7
8
9 10

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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.