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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLB icon
176
Columbia Banking Systems
COLB
$9.02B
$477K 0.12%
10,992
-14
-0.1% -$611
EFX icon
177
Equifax
EFX
$20.3B
$472K 0.12%
4,000
– –
HPI
178
John Hancock Preferred Income Fund
HPI
$428M
$468K 0.12%
21,842
– –
MNE
179
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$467K 0.12%
34,300
– –
FDX icon
180
FedEx
FDX
$74.5B
$465K 0.12%
1,864
– –
TFI icon
181
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$464K 0.12%
9,477
– –
PX
182
DELISTED
Praxair Inc
PX
$456K 0.12%
2,947
-27
-0.9% -$4.01K
VWOB icon
183
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$453K 0.11%
5,648
– –
AXP icon
184
American Express
AXP
$223B
$452K 0.11%
4,550
+78
+2% +$7.43K
PM icon
185
Philip Morris
PM
$301B
$448K 0.11%
4,237
+336
+9% +$35.8K
NVDA icon
186
NVIDIA
NVDA
$5.01T
$441K 0.11%
91,240
+4,520
+5% +$22.5K
VGSH icon
187
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$436K 0.11%
7,236
+845
+13% +$51.1K
KO icon
188
Coca-Cola
KO
$354B
$433K 0.11%
9,430
-788
-8% -$36.2K
WM icon
189
Waste Management
WM
$95.9B
$433K 0.11%
5,016
-2,000
-29% -$163K
GEL icon
190
Genesis Energy
GEL
$1.84B
$432K 0.11%
+19,338
New +$447K
EMR icon
191
Emerson Electric
EMR
$82.9B
$429K 0.11%
6,158
+2,605
+73% +$169K
RDS.B
192
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$429K 0.11%
6,285
-194
-3% -$12.6K
TWTR
193
DELISTED
Twitter, Inc.
TWTR
$427K 0.11%
17,798
+50
+0.3% +$1.03K
GPP
194
DELISTED
Green Plains Partners LP
GPP
$426K 0.11%
22,761
-196
-0.9% -$3.76K
KG
195
Kestrel Group
KG
$71.3M
$424K 0.11%
3,211
+1,710
+114% +$256K
HON icon
196
Honeywell
HON
$77B
$415K 0.11%
2,998
+38
+1% +$5.1K
NVG icon
197
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$411K 0.1%
26,591
-12,737
-32% -$196K
SO icon
198
Southern Company
SO
$110B
$409K 0.1%
8,506
+120
+1% +$6.11K
DSL
199
DoubleLine Income Solutions Fund
DSL
$1.21B
$408K 0.1%
20,193
+125
+0.6% +$2.57K
NFLX icon
200
Netflix
NFLX
$292B
$408K 0.1%
21,230
-3,290
-13% -$63.4K
6 7
8
9 10

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NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.