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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
176
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$458K 0.12%
5,648
– –
SLB icon
177
SLB Ltd
SLB
$76.2B
$455K 0.12%
6,529
+683
+12% +$45.2K
GGB icon
178
Gerdau
GGB
$9.27B
$453K 0.12%
166,417
+7,095
+4% +$19.9K
NFLX icon
179
Netflix
NFLX
$288B
$445K 0.12%
24,520
+5,000
+26% +$87.2K
TXN icon
180
Texas Instruments
TXN
$256B
$436K 0.11%
4,864
+224
+5% +$18.4K
PM icon
181
Philip Morris
PM
$301B
$433K 0.11%
3,901
-36
-0.9% -$4.19K
DSL
182
DoubleLine Income Solutions Fund
DSL
$1.22B
$426K 0.11%
20,068
+2,659
+15% +$55.6K
NKE icon
183
Nike
NKE
$61B
$425K 0.11%
8,202
+958
+13% +$53.8K
EFX icon
184
Equifax
EFX
$20.2B
$424K 0.11%
4,000
– –
FDX icon
185
FedEx
FDX
$75.2B
$420K 0.11%
1,864
-62
-3% -$13.2K
VOO icon
186
Vanguard S&P 500 ETF
VOO
$967B
$420K 0.11%
1,818
-30
-2% -$6.79K
TEVA icon
187
Teva Pharmaceuticals
TEVA
$36.4B
$417K 0.11%
23,696
+7,772
+49% +$175K
PX
188
DELISTED
Praxair Inc
PX
$416K 0.11%
2,974
+295
+11% +$39.3K
SO icon
189
Southern Company
SO
$110B
$412K 0.11%
8,386
+1,414
+20% +$68.5K
AXP icon
190
American Express
AXP
$219B
$405K 0.11%
4,472
+870
+24% +$74.8K
RDS.B
191
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$405K 0.11%
6,479
+274
+4% +$15.7K
WBA
192
DELISTED
Walgreens Boots Alliance
WBA
$402K 0.1%
5,209
+34
+0.7% +$2.73K
KMI icon
193
Kinder Morgan
KMI
$73.4B
$400K 0.1%
20,831
-81
-0.4% -$1.58K
YPF icon
194
YPF
YPF
$20.1B
$397K 0.1%
17,832
+500
+3% +$10.3K
BHK icon
195
BlackRock Core Bond Trust
BHK
$641M
$396K 0.1%
28,150
– –
BGT icon
196
BlackRock Floating Rate Income Trust
BGT
$320M
$390K 0.1%
27,651
+92
+0.3% +$1.27K
JCI icon
197
Johnson Controls International
JCI
$87.7B
$388K 0.1%
9,619
– –
NVDA icon
198
NVIDIA
NVDA
$4.99T
$388K 0.1%
86,720
-35,560
-29% -$148K
VGSH icon
199
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$388K 0.1%
6,391
– –
MU icon
200
Micron Technology
MU
$1.05T
$385K 0.1%
+9,790
New +$310K
6 7
8
9 10

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LBC
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CAM
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NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.