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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$575M
AUM Growth
+$247M
Cap. Flow
+$27.4M
Cap. Flow %
4.77%
Top 10 Hldgs %
51.41%
Holding
347
New
38
Increased
116
Reduced
137
Closed
25

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.63M
2
VV icon
Vanguard Large-Cap ETF
VV
+$3.59M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.97M
4
AMLP icon
Alerian MLP ETF
AMLP
+$2.65M
5
VO icon
Vanguard Mid-Cap ETF
VO
+$2.59M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.93M
2
PG icon
Procter & Gamble
PG
+$1.06M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.03M
4
RITM icon
Rithm Capital
RITM
+$711K
5
SBUX icon
Starbucks
SBUX
+$576K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.93%
3 Industrials 3.01%
4 Healthcare 2.66%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
176
FedEx
FDX
$74.7B
$419K 0.07%
+1,926
New +$380K
JCI icon
177
Johnson Controls International
JCI
$87.4B
$417K 0.07%
9,619
– –
JSD
178
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$415K 0.07%
+23,795
New +$425K
HON icon
179
Honeywell
HON
$78B
$414K 0.07%
3,438
+295
+9% +$34.8K
KYN icon
180
Kayne Anderson Energy Infrastructure Fund
KYN
$2.53B
$411K 0.07%
21,790
+1,245
+6% +$24.1K
VOO icon
181
Vanguard S&P 500 ETF
VOO
$967B
$410K 0.07%
+1,848
New +$407K
WBA
182
DELISTED
Walgreens Boots Alliance
WBA
$405K 0.07%
5,175
+1,364
+36% +$112K
KMI icon
183
Kinder Morgan
KMI
$72.9B
$401K 0.07%
20,912
-371
-2% -$7.38K
GPP
184
DELISTED
Green Plains Partners LP
GPP
$400K 0.07%
21,390
+25
+0.1% +$485
VWO icon
185
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$393K 0.07%
9,623
+619
+7% +$25.1K
BHK icon
186
BlackRock Core Bond Trust
BHK
$638M
$391K 0.07%
28,150
– –
VGSH icon
187
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$388K 0.07%
6,391
-15
-0.2% -$912
GGB icon
188
Gerdau
GGB
$9.36B
$386K 0.07%
159,322
-3,496
-2% -$8.26K
RY icon
189
Royal Bank of Canada
RY
$290B
$386K 0.07%
5,328
+900
+20% +$63.1K
BGT icon
190
BlackRock Floating Rate Income Trust
BGT
$322M
$385K 0.07%
27,559
-5,911
-18% -$85K
SLB icon
191
SLB Ltd
SLB
$70.6B
$385K 0.07%
5,846
+235
+4% +$16.8K
YPF icon
192
YPF
YPF
$20.4B
$380K 0.07%
17,332
-500
-3% -$12.1K
ABT icon
193
Abbott
ABT
$175B
$363K 0.06%
7,470
+2,523
+51% +$114K
DSL
194
DoubleLine Income Solutions Fund
DSL
$1.22B
$359K 0.06%
17,409
-6,191
-26% -$128K
TWX
195
DELISTED
Time Warner Inc
TWX
$359K 0.06%
3,576
-67
-2% -$6.63K
TXN icon
196
Texas Instruments
TXN
$259B
$357K 0.06%
4,640
+236
+5% +$18.9K
EVG
197
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$355K 0.06%
25,260
+1,762
+7% +$24.8K
PX
198
DELISTED
Praxair Inc
PX
$355K 0.06%
2,679
-468
-15% -$60K
CELG
199
DELISTED
Celgene Corp
CELG
$345K 0.06%
2,660
+276
+12% +$33.8K
COP icon
200
ConocoPhillips
COP
$146B
$341K 0.06%
7,757
-332
-4% -$15.5K
6 7
8
9 10

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NWAM LLC's Q2 2017 Portfolio in Review

As of Q2 2017, NWAM LLC held 347 positions worth $575M, up 75% from $328M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

NWAM LLC deployed $27.4M of net new capital in Q2 2017, opening 38 new positions and adding to 116 existing holdings. Its largest new stake was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 9.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $2.93M trimmed.

  • NWAM LLC's largest Q2 2017 buy was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.
  • NWAM LLC added most to Vanguard Real Estate ETF in Q2 2017, an estimated $2.97M increase.
  • NWAM LLC's biggest Q2 2017 reduction was US Bancorp, cutting an estimated $2.93M.
  • NWAM LLC fully exited Paramount Global Class A in Q2 2017, selling an estimated $498K.
  • NWAM LLC's ten largest holdings make up 51% of its $575M portfolio in Q2 2017.
  • NWAM LLC opened 38 new positions and closed 25 in Q2 2017.
  • NWAM LLC's portfolio value rose 75% quarter-over-quarter to $575M.

Based on NWAM LLC's 13F filing for Q2 2017, filed 27 Jul 2017.