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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
176
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$391K 0.12%
4,913
+463
+10% +$36.5K
HPI
177
John Hancock Preferred Income Fund
HPI
$428M
$389K 0.12%
18,300
+850
+5% +$17.8K
IEFA icon
178
iShares Core MSCI EAFE ETF
IEFA
$186B
$389K 0.12%
+6,710
New +$377K
PM icon
179
Philip Morris
PM
$301B
$389K 0.12%
3,443
-176
-5% -$18.2K
VGSH icon
180
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$389K 0.12%
6,406
– –
GLD icon
181
SPDR Gold Trust
GLD
$131B
$386K 0.12%
3,249
– –
KG
182
Kestrel Group
KG
$71.3M
$385K 0.12%
1,374
+41
+3% +$13.5K
JWN
183
DELISTED
Nordstrom
JWN
$379K 0.12%
8,133
+1,260
+18% +$56.3K
NKE icon
184
Nike
NKE
$61.9B
$378K 0.12%
6,791
+928
+16% +$51.3K
BHK icon
185
BlackRock Core Bond Trust
BHK
$642M
$376K 0.11%
28,150
– –
IJJ icon
186
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$375K 0.11%
5,058
– –
ARCC icon
187
Ares Capital
ARCC
$13.5B
$373K 0.11%
21,484
+3,769
+21% +$65.1K
PX
188
DELISTED
Praxair Inc
PX
$373K 0.11%
3,147
+468
+17% +$55K
NVS icon
189
Novartis
NVS
$295B
$372K 0.11%
5,584
+1,450
+35% +$96.6K
LMT icon
190
Lockheed Martin
LMT
$134B
$371K 0.11%
+1,386
New +$363K
SCHX icon
191
Schwab US Large- Cap ETF
SCHX
$70.9B
$364K 0.11%
38,808
-51,366
-57% -$475K
RDS.B
192
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$364K 0.11%
6,513
-342
-5% -$19.4K
VWO icon
193
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$358K 0.11%
9,004
+1,678
+23% +$64.8K
TWX
194
DELISTED
Time Warner Inc
TWX
$356K 0.11%
3,643
+96
+3% +$9.29K
TXN icon
195
Texas Instruments
TXN
$255B
$355K 0.11%
4,404
-115
-3% -$8.91K
HON icon
196
Honeywell
HON
$77.1B
$354K 0.11%
3,143
+414
+15% +$45.7K
SCZ icon
197
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$352K 0.11%
6,501
-122
-2% -$6.41K
RTX icon
198
RTX Corp
RTX
$287B
$335K 0.1%
4,742
+1,265
+36% +$88.8K
GD icon
199
General Dynamics
GD
$105B
$334K 0.1%
1,786
+349
+24% +$64.5K
LUMN icon
200
Lumen
LUMN
$6.53B
$333K 0.1%
14,110
+3,446
+32% +$84.1K
6 7
8
9 10

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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.