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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMO
176
Western Asset Mortgage Opportunity Fund
DMO
$121M
$360K 0.03%
15,074
– –
ISCV icon
177
iShares Morningstar Small-Cap Value ETF
ISCV
$681M
$351K 0.03%
+8,070
New +$343K
V icon
178
Visa
V
$669B
$349K 0.03%
4,223
+1,393
+49% +$112K
ANFI
179
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$349K 0.03%
42,100
+3,350
+9% +$25.7K
KG
180
Kestrel Group
KG
$71.2M
$348K 0.03%
1,372
+42
+3% +$11.2K
TWTR
181
DELISTED
Twitter, Inc.
TWTR
$346K 0.03%
15,028
+3,545
+31% +$66.7K
VSS icon
182
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$343K 0.03%
3,446
+253
+8% +$24.6K
SCHG icon
183
Schwab US Large-Cap Growth ETF
SCHG
$58.4B
$341K 0.03%
49,192
-3,600
-7% -$24.7K
NKE icon
184
Nike
NKE
$60.8B
$338K 0.03%
6,424
+1,322
+26% +$74.6K
IJJ icon
185
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.76B
$336K 0.03%
5,058
+68
+1% +$4.49K
AFL icon
186
Aflac
AFL
$63.3B
$335K 0.03%
9,314
+524
+6% +$19.1K
COLB icon
187
Columbia Banking Systems
COLB
$9.34B
$335K 0.03%
10,246
+9
+0.1% +$281
YPF icon
188
YPF
YPF
$20.4B
$325K 0.02%
17,832
-500
-3% -$9.04K
WY icon
189
Weyerhaeuser
WY
$17B
$321K 0.02%
10,059
+494
+5% +$15.6K
EVG
190
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$319K 0.02%
23,235
+130
+0.6% +$1.77K
APU
191
DELISTED
AmeriGas Partners, L.P.
APU
$315K 0.02%
6,890
+95
+1% +$4.44K
GSK icon
192
GSK
GSK
$102B
$314K 0.02%
+5,832
New +$320K
PHYS icon
193
Sprott Physical Gold
PHYS
$14.6B
$311K 0.02%
+28,375
New +$314K
MSD
194
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$307K 0.02%
31,845
– –
TXN icon
195
Texas Instruments
TXN
$260B
$304K 0.02%
4,325
+284
+7% +$19.4K
SCZ icon
196
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$302K 0.02%
5,753
+135
+2% +$6.84K
XLK icon
197
State Street Technology Select Sector SPDR ETF
XLK
$116B
$301K 0.02%
12,614
-1,810
-13% -$42.1K
PTY icon
198
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$298K 0.02%
20,418
– –
SFL icon
199
SFL Corp
SFL
$1.58B
$298K 0.02%
20,222
+6,016
+42% +$90K
SPYD icon
200
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.56B
$297K 0.02%
+8,659
New +$297K
6 7
8
9 10

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MYAM
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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.