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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
176
Phillips 66
PSX
$83.7B
$293K 0.12%
3,387
+124
+4% +$10.1K
ARCC icon
177
Ares Capital
ARCC
$13.6B
$289K 0.11%
19,446
-1,542
-7% -$21.2K
PEP icon
178
PepsiCo
PEP
$185B
$284K 0.11%
2,769
-524
-16% -$51.8K
WTRG icon
179
Essential Utilities
WTRG
$11.2B
$284K 0.11%
8,938
-1,539
-15% -$47.6K
GGN
180
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$283K 0.11%
50,250
+6,400
+15% +$31.2K
MSD
181
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$280K 0.11%
31,845
– –
TWX
182
DELISTED
Time Warner Inc
TWX
$278K 0.11%
3,832
+219
+6% +$15.1K
EPD icon
183
Enterprise Products Partners
EPD
$83.9B
$277K 0.11%
11,249
+1,092
+11% +$25.4K
PDP icon
184
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$273K 0.11%
6,692
-1,088
-14% -$42.2K
MQY icon
185
BlackRock MuniYield Quality Fund
MQY
$829M
$271K 0.11%
16,650
– –
TSI
186
TCW Strategic Income Fund
TSI
$215M
$271K 0.11%
51,836
– –
MDT icon
187
Medtronic
MDT
$107B
$268K 0.11%
3,570
-489
-12% -$36.8K
PTY icon
188
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$262K 0.1%
19,218
+1,018
+6% +$13.3K
VSS icon
189
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$260K 0.1%
+2,781
New +$244K
MA icon
190
Mastercard
MA
$484B
$254K 0.1%
+2,693
New +$238K
AMBA icon
191
Ambarella
AMBA
$2.88B
$250K 0.1%
5,599
+450
+9% +$18.6K
VO icon
192
Vanguard Mid-Cap ETF
VO
$105B
$247K 0.1%
8,148
– –
VTRS icon
193
Viatris
VTRS
$19.8B
$246K 0.1%
5,317
+1,261
+31% +$60.9K
EQNR icon
194
Equinor
EQNR
$88.8B
$241K 0.1%
15,480
-2,575
-14% -$35.9K
KHC icon
195
Kraft Heinz
KHC
$30.7B
$237K 0.09%
3,015
-100
-3% -$7.48K
GLD icon
196
CALL
SPDR Gold Trust
GLD
$129B
$236K 0.09%
+2,000
New +$227K
TRQ
197
DELISTED
Turquoise Hill Resources Ltd
TRQ
$233K 0.09%
9,184
-60
-0.6% -$1.35K
AGN
198
DELISTED
Allergan plc
AGN
$233K 0.09%
868
+124
+17% +$35.5K
GGB icon
199
Gerdau
GGB
$9.19B
$230K 0.09%
163,101
-3,024
-2% -$2.69K
PFX icon
200
PhenixFIN
PFX
$83.9M
$230K 0.09%
1,743
-50
-3% -$6.39K
6 7
8
9 10

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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.