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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
176
Kimberly-Clark
KMB
$36B
$276K 0.11%
2,167
+167
+8% +$20K
GD icon
177
General Dynamics
GD
$100B
$274K 0.11%
1,995
-5
-0.3% -$715
MSD
178
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$273K 0.11%
+31,845
New +$275K
TSI
179
TCW Strategic Income Fund
TSI
$215M
$273K 0.11%
+51,836
New +$274K
PFX icon
180
PhenixFIN
PFX
$83.9M
$270K 0.11%
1,793
-707
-28% -$108K
PSX icon
181
Phillips 66
PSX
$83.7B
$267K 0.11%
3,263
+263
+9% +$22.7K
MQY icon
182
BlackRock MuniYield Quality Fund
MQY
$829M
$264K 0.11%
+16,650
New +$258K
ANFI
183
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$263K 0.11%
28,900
+8,900
+45% +$64.2K
EPD icon
184
Enterprise Products Partners
EPD
$83.9B
$260K 0.11%
+10,157
New +$264K
EQNR icon
185
Equinor
EQNR
$88.8B
$252K 0.1%
18,055
-945
-5% -$14.7K
STJ
186
DELISTED
St Jude Medical
STJ
$252K 0.1%
4,077
+77
+2% +$4.86K
SFL icon
187
SFL Corp
SFL
$1.49B
$250K 0.1%
15,115
+1,115
+8% +$18.7K
SCHF icon
188
Schwab International Equity ETF
SCHF
$65.1B
$248K 0.1%
+18,006
New +$258K
APU
189
DELISTED
AmeriGas Partners, L.P.
APU
$248K 0.1%
7,242
-758
-9% -$29.9K
PCL
190
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$248K 0.1%
5,200
-800
-13% -$36.3K
BIDU icon
191
Baidu
BIDU
$37.4B
$245K 0.1%
1,297
-703
-35% -$130K
SCHP icon
192
Schwab US TIPS ETF
SCHP
$16.4B
$245K 0.1%
+9,204
New +$247K
VO icon
193
Vanguard Mid-Cap ETF
VO
$105B
$245K 0.1%
8,148
+148
+2% +$4.51K
PTY icon
194
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$243K 0.1%
+18,200
New +$250K
C icon
195
Citigroup
C
$216B
$238K 0.1%
+4,601
New +$244K
WFC icon
196
Wells Fargo
WFC
$261B
$238K 0.1%
4,370
-630
-13% -$34.2K
NMFC icon
197
New Mountain Finance
NMFC
$661M
$235K 0.1%
18,050
+50
+0.3% +$687
TRQ
198
DELISTED
Turquoise Hill Resources Ltd
TRQ
$235K 0.1%
9,244
-256
-3% -$6.93K
TWX
199
DELISTED
Time Warner Inc
TWX
$234K 0.1%
+3,613
New +$253K
TXN icon
200
Texas Instruments
TXN
$259B
$233K 0.1%
+4,249
New +$237K
6 7
8
9 10

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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.