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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
-6.88%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$121M
AUM Growth
-$119M
Cap. Flow
-$107M
Cap. Flow %
-89.15%
Top 10 Hldgs %
43.77%
Holding
254
New
4
Increased
30
Reduced
42
Closed
109

Top Buys

1
CRHM
CRH Medical Corporation
CRHM
$828K
2
DAL icon
Delta Air Lines
DAL
$402K
3
KHC icon
Kraft Heinz
KHC
$220K
4
PG icon
Procter & Gamble
PG
$142K
5
ANFI
AMIRA NATURE FOODS LTD
ANFI
$109K

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$8.7M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
$6.63M
3
ERC
Allspring Multi-Sector Income Fund
ERC
$5.71M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
$4.33M
5
BND icon
Vanguard Total Bond Market
BND
$4.27M

Sector Composition

1 Technology 16.35%
2 Financials 9.91%
3 Industrials 9.72%
4 Consumer Discretionary 7.51%
5 Communication Services 6.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EWZ icon
176
iShares MSCI Brazil ETF
EWZ
$5.39B
– –
-26,000
Closed -$866K
FAX
177
abrdn Asia-Pacific Income Fund
FAX
$675M
– –
-29,167
Closed -$867K
FFC
178
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$785M
– –
-214,000
Closed -$3.99M
FLC
179
Flaherty & Crumrine Total Return Fund
FLC
$181M
– –
-340,000
Closed -$6.63M
FTF
180
Franklin Limited Duration Income Trust
FTF
$259M
– –
-75,000
Closed -$871K
GGN
181
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$750M
– –
-41,000
Closed -$268K
GLD icon
182
SPDR Gold Trust
GLD
$110B
– –
-3,000
Closed -$305K
HPI
183
John Hancock Preferred Income Fund
HPI
$433M
– –
-20,000
Closed -$386K
IEMG icon
184
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
– –
-9,000
Closed -$433K
IJH icon
185
iShares Core S&P Mid-Cap ETF
IJH
$101B
– –
-105,000
Closed -$3.12M
IJK icon
186
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.17B
– –
-32,000
Closed -$1.39M
IJR icon
187
iShares Core S&P Small-Cap ETF
IJR
$85.7B
– –
-10,000
Closed -$637K
IJS icon
188
iShares S&P Small-Cap 600 Value ETF
IJS
$6.65B
– –
-8,000
Closed -$499K
IVV icon
189
iShares Core S&P 500 ETF
IVV
$666B
– –
-4,000
Closed -$876K
IWD icon
190
iShares Russell 1000 Value ETF
IWD
$63.7B
– –
-28,000
Closed -$2.88M
IWF icon
191
iShares Russell 1000 Growth ETF
IWF
$118B
– –
-33,000
Closed -$3.3M
IWM icon
192
iShares Russell 2000 ETF
IWM
$67.4B
– –
-33,000
Closed -$4.16M
IWN icon
193
iShares Russell 2000 Value ETF
IWN
$11.9B
– –
-4,000
Closed -$388K
IWO icon
194
iShares Russell 2000 Growth ETF
IWO
$12.4B
– –
-3,000
Closed -$423K
IWP icon
195
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
– –
-6,000
Closed -$308K
IXJ icon
196
iShares Global Healthcare ETF
IXJ
$3.83B
– –
-10,000
Closed -$517K
IYM icon
197
iShares US Basic Materials ETF
IYM
$563M
– –
-18,000
Closed -$1.46M
JHS
198
John Hancock Income Securities Trust
JHS
$135M
– –
-15,000
Closed -$208K
JMM icon
199
Nuveen Multi-Market Income Fund
JMM
$60.4M
– –
-122,000
Closed -$1.03M
JNK icon
200
SPDR Bloomberg High Yield Bond ETF
JNK
$8.09B
– –
-4,333
Closed -$502K
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