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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTY icon
176
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$275K 0.12%
19,000
– –
BMO icon
177
Bank of Montreal
BMO
$125B
$270K 0.11%
5,000
+153
+3% +$9.6K
RTX icon
178
RTX Corp
RTX
$287B
$269K 0.11%
3,178
+208
+7% +$15.3K
KRFT
179
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$269K 0.11%
3,000
-115
-4% -$9.9K
GGN
180
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$268K 0.11%
41,000
+1,150
+3% +$8.25K
SPE
181
Special Opportunities Fund
SPE
$140M
$266K 0.11%
17,796
-386
-2% -$5.7K
EMR icon
182
Emerson Electric
EMR
$82.9B
$264K 0.11%
5,000
+747
+18% +$43.9K
NMFC icon
183
New Mountain Finance
NMFC
$646M
$264K 0.11%
18,000
-1,300
-7% -$19.3K
PSX icon
184
Phillips 66
PSX
$82.9B
$262K 0.11%
3,000
-170
-5% -$13.5K
SNR
185
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$262K 0.11%
20,000
-4,620
-19% -$73.3K
SO icon
186
Southern Company
SO
$110B
$259K 0.11%
6,000
+10
+0.2% +$436
HD icon
187
Home Depot
HD
$332B
$254K 0.11%
+2,000
New +$224K
WTRG icon
188
Essential Utilities
WTRG
$11.2B
$254K 0.11%
10,000
+946
+10% +$24.8K
SCU
189
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$254K 0.11%
2,100
+127
+6% +$16.2K
MQY icon
190
BlackRock MuniYield Quality Fund
MQY
$807M
$249K 0.1%
17,000
+350
+2% +$5.3K
TSI
191
TCW Strategic Income Fund
TSI
$212M
$249K 0.1%
48,000
-286
-0.6% -$1.54K
PEP icon
192
PepsiCo
PEP
$186B
$241K 0.1%
+3,000
New +$287K
CMS icon
193
CMS Energy
CMS
$23.1B
$239K 0.1%
8,000
+1,435
+22% +$48.2K
KYN icon
194
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$238K 0.1%
8,000
+961
+14% +$32.8K
ORCL icon
195
Oracle
ORCL
$331B
$237K 0.1%
6,000
+264
+5% +$11.5K
GD icon
196
General Dynamics
GD
$105B
$232K 0.1%
+2,000
New +$278K
CIEN icon
197
Ciena
CIEN
$55.3B
$231K 0.1%
10,000
-3,189
-24% -$72.8K
EXEL icon
198
Exelixis
EXEL
$13.9B
$231K 0.1%
62,000
+1,443
+2% +$4.69K
KO icon
199
Coca-Cola
KO
$354B
$230K 0.1%
+6,000
New +$244K
TXN icon
200
Texas Instruments
TXN
$255B
$230K 0.1%
4,000
-330
-8% -$18.2K
6 7
8
9 10

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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.