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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$229M
AUM Growth
-$51.8M
Cap. Flow
-$60.6M
Cap. Flow %
-26.48%
Top 10 Hldgs %
27.41%
Holding
313
New
17
Increased
57
Reduced
143
Closed
72

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$959K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$920K
3
BKK
Blackrock Municipal 2020 Term Trust
BKK
+$730K
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$424K
5
ONIT
Onity Group
ONIT
+$390K

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$7.43M
2
PG icon
Procter & Gamble
PG
+$3.78M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.94M
4
PM icon
Philip Morris
PM
+$1.85M
5
MSFT icon
Microsoft
MSFT
+$1.7M

Sector Composition

Rank Sector Weight
1 Technology 8.32%
2 Financials 7.05%
3 Industrials 4.85%
4 Energy 4.02%
5 Real Estate 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
176
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$266K 0.12%
+6,957
New +$269K
EMR icon
177
Emerson Electric
EMR
$82.9B
$263K 0.11%
4,253
+245
+6% +$15.3K
CMS icon
178
CMS Energy
CMS
$23.1B
$260K 0.11%
7,469
-1,576
-17% -$51.5K
HD icon
179
Home Depot
HD
$332B
$260K 0.11%
2,475
-644
-21% -$62.6K
SCZ icon
180
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$260K 0.11%
5,556
-6,794
-55% -$321K
TSI
181
TCW Strategic Income Fund
TSI
$212M
$260K 0.11%
48,286
+213
+0.4% +$1.17K
FTR
182
DELISTED
Frontier Communications Corp.
FTR
$256K 0.11%
2,563
+75
+3% +$7.35K
MQY icon
183
BlackRock MuniYield Quality Fund
MQY
$807M
$255K 0.11%
16,650
– –
ORCL icon
184
Oracle
ORCL
$331B
$253K 0.11%
5,625
-2,657
-32% -$108K
PARA
185
DELISTED
Paramount Global Class B
PARA
$251K 0.11%
+4,540
New +$242K
ED icon
186
Consolidated Edison
ED
$41.6B
$250K 0.11%
3,780
-624
-14% -$39.1K
CIEN icon
187
Ciena
CIEN
$55.3B
$245K 0.11%
12,639
-2,031
-14% -$33.9K
DOC icon
188
Healthpeak Properties
DOC
$15.4B
$244K 0.11%
6,080
-308
-5% -$12.2K
VNR
189
DELISTED
Vanguard Natural Resources, LLC
VNR
$243K 0.11%
16,121
+5,078
+46% +$114K
STJ
190
DELISTED
St Jude Medical
STJ
$241K 0.11%
3,701
-582
-14% -$37.5K
MDT icon
191
Medtronic
MDT
$107B
$236K 0.1%
3,270
-203
-6% -$14.1K
TEI
192
Templeton Emerging Markets Income Fund
TEI
$310M
$234K 0.1%
20,654
-1,252
-6% -$15.4K
BX icon
193
Blackstone
BX
$104B
$233K 0.1%
7,026
-251
-3% -$7.85K
RBBN icon
194
Ribbon Communications
RBBN
$354M
$232K 0.1%
11,710
+8,991
+331% +$159K
WTRG icon
195
Essential Utilities
WTRG
$11.2B
$230K 0.1%
8,622
-1,440
-14% -$37K
TWTR
196
DELISTED
Twitter, Inc.
TWTR
$229K 0.1%
6,383
+1,867
+41% +$79.5K
TWX
197
DELISTED
Time Warner Inc
TWX
$228K 0.1%
2,670
-491
-16% -$39.1K
BRK.A icon
198
Berkshire Hathaway Class A
BRK.A
$1.07T
$226K 0.1%
1
– –
PSX icon
199
Phillips 66
PSX
$82.9B
$225K 0.1%
3,145
-472
-13% -$34.8K
PCL
200
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$223K 0.1%
5,200
-2,714
-34% -$111K
6 7
8
9 10

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NWAM LLC's Q4 2014 Portfolio in Review

As of Q4 2014, NWAM LLC held 313 positions worth $229M, down 18% from $281M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $60.6M in Q4 2014, closing 72 positions and reducing 143 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Royal Dutch Shell PLC ADS Class A worth $890K.

  • NWAM LLC's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 13,295 shares worth $890K.
  • NWAM LLC added most to Invesco QQQ Trust in Q4 2014, an estimated $959K increase.
  • NWAM LLC's biggest Q4 2014 reduction was Starbucks, cutting an estimated $7.43M.
  • NWAM LLC fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q4 2014, selling an estimated $2.94M.
  • NWAM LLC's ten largest holdings make up 27% of its $229M portfolio in Q4 2014.
  • NWAM LLC opened 17 new positions and closed 72 in Q4 2014.
  • NWAM LLC's portfolio value fell 18% quarter-over-quarter to $229M.

Based on NWAM LLC's 13F filing for Q4 2014, filed 9 Sep 2016.