We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

Rank Stock Value
1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

Rank Sector Weight
1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESC
176
DELISTED
EMERITUS CORP
ESC
$195K 0.09%
+10,506
New +$236K
FLG
177
Flagstar Bank National Association
FLG
$6.19B
$191K 0.09%
4,219
-335
-7% -$15K
RBBN icon
178
Ribbon Communications
RBBN
$372M
$187K 0.09%
2,221
-266
-11% -$4.52K
ACAS
179
DELISTED
American Capital Ltd
ACAS
$182K 0.09%
13,259
-1,131
-8% -$14.9K
ANR
180
DELISTED
Alpha Natural Resources Inc
ANR
$169K 0.08%
28,382
-3,899
-12% -$22.9K
SJT
181
San Juan Basin Royalty Trust
SJT
$126M
$166K 0.08%
10,388
+46
+0.4% +$756
CIMT
182
DELISTED
CIMATRON LTD ORD SHS
CIMT
$166K 0.08%
28,829
+1,197
+4% +$7.63K
PMM
183
Franklin Managed Municipal Income Trust
PMM
$281M
$162K 0.08%
23,687
+996
+4% +$6.74K
GGN
184
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$140K 0.07%
13,227
+2,659
+25% +$28.4K
WIN
185
DELISTED
Windstream Holdings Inc
WIN
$140K 0.07%
4,495
+797
+22% +$51.4K
NTC
186
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$139K 0.07%
+13,790
New +$167K
EAD
187
Allspring Income Opportunities Fund
EAD
$377M
$133K 0.06%
14,775
+734
+5% +$6.58K
NYV
188
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$131K 0.06%
+12,986
New +$179K
CSQ icon
189
Calamos Strategic Total Return Fund
CSQ
$3.25B
$129K 0.06%
12,871
+178
+1% +$1.81K
UQM
190
DELISTED
UQM Technologies, Inc.
UQM
$118K 0.06%
64,980
-33,572
-34% -$44.5K
NGX
191
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$117K 0.06%
+11,723
New +$149K
LEO
192
BNY Mellon Strategic Municipals
LEO
$397M
$102K 0.05%
12,746
+860
+7% +$6.75K
ENZN
193
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$99K 0.05%
58,721
+9,395
+19% +$17.4K
DHX icon
194
DHI Group
DHX
$175M
$98K 0.05%
11,501
+874
+8% +$7.71K
MNKD icon
195
MannKind Corp
MNKD
$1.23B
$96K 0.05%
3,385
+121
+4% +$4K
PDLI
196
DELISTED
PDL BioPharma, Inc.
PDLI
$93K 0.05%
11,612
-376
-3% -$3.02K
AA icon
197
Alcoa
AA
$11.5B
$86K 0.04%
4,418
-193
-4% -$3.73K
EBIX
198
DELISTED
Ebix Inc
EBIX
$73K 0.04%
66,289
-4,505
-6% -$49K
EGY icon
199
Vaalco Energy
EGY
$564M
$67K 0.03%
12,041
+294
+3% +$1.73K
TNAV
200
DELISTED
Telenav Inc.
TNAV
$58K 0.03%
10,005
-1,166
-10% -$6.74K
5 6 7
8
9

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.