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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZA icon
151
Invesco Zacks Mid-Cap ETF
CZA
$188M
$1.64M 0.13%
17,519
-9
-0.1% -$781
AVDE icon
152
Avantis International Equity ETF
AVDE
$17.7B
$1.64M 0.13%
27,094
+9,388
+53% +$532K
KYN icon
153
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$1.63M 0.13%
185,792
+154,487
+493% +$1.29M
KO icon
154
Coca-Cola
KO
$354B
$1.62M 0.13%
27,565
+1,769
+7% +$100K
PEP icon
155
PepsiCo
PEP
$186B
$1.61M 0.13%
9,451
+3,781
+67% +$627K
HYG icon
156
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.59M 0.13%
+20,551
New +$1.53M
ASML icon
157
ASML
ASML
$675B
$1.58M 0.13%
2,087
+6
+0.3% +$3.96K
FVD icon
158
First Trust Value Line Dividend Fund
FVD
$8.29B
$1.58M 0.13%
38,871
+68
+0.2% +$2.61K
VGT icon
159
Vanguard Information Technology ETF
VGT
$139B
$1.56M 0.13%
25,800
+400
+2% +$22.3K
LOW icon
160
Lowe's Companies
LOW
$116B
$1.56M 0.13%
6,995
+2,963
+73% +$601K
IBDQ
161
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.55M 0.12%
+62,797
New +$1.54M
GDX icon
162
VanEck Gold Miners ETF
GDX
$23B
$1.55M 0.12%
49,857
+20,631
+71% +$604K
QQQM icon
163
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$1.54M 0.12%
9,140
+3,578
+64% +$559K
IBHD
164
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$1.53M 0.12%
+66,070
New +$1.53M
MUB icon
165
iShares National Muni Bond ETF
MUB
$45.1B
$1.52M 0.12%
14,010
+7,438
+113% +$777K
IEF icon
166
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.51M 0.12%
15,668
+801
+5% +$74.1K
FREL icon
167
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.49M 0.12%
55,830
+4,439
+9% +$106K
DIHP icon
168
Dimensional International High Profitability ETF
DIHP
$6.18B
$1.48M 0.12%
57,707
+1,152
+2% +$27.5K
DFIC icon
169
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$1.48M 0.12%
57,964
+1,409
+2% +$33.5K
ARKF icon
170
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
$1.48M 0.12%
53,631
+1,145
+2% +$25.2K
TMO icon
171
Thermo Fisher Scientific
TMO
$211B
$1.48M 0.12%
2,781
+72
+3% +$34.9K
MDY icon
172
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.46M 0.12%
2,884
-424
-13% -$197K
DIS icon
173
Walt Disney
DIS
$165B
$1.46M 0.12%
16,198
+3,491
+27% +$308K
VZ icon
174
Verizon
VZ
$194B
$1.46M 0.12%
38,745
-1,968
-5% -$69.6K
DFSI
175
Dimensional International Sustainability Core 1 ETF
DFSI
$1.12B
$1.46M 0.12%
45,558
+2,297
+5% +$67.7K
5 6
7
8 9

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.