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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
151
Schwab US Dividend Equity ETF
SCHD
$102B
$1.35M 0.14%
57,222
-45,855
-44% -$1.13M
VNQ icon
152
Vanguard Real Estate ETF
VNQ
$39.9B
$1.34M 0.14%
17,757
-90,947
-84% -$7.5M
DFIC icon
153
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$1.32M 0.13%
56,555
+31,637
+127% +$768K
VZ icon
154
Verizon
VZ
$194B
$1.32M 0.13%
40,713
-1,004
-2% -$33.9K
IWD icon
155
iShares Russell 1000 Value ETF
IWD
$82B
$1.32M 0.13%
8,679
-38,827
-82% -$6.16M
VGT icon
156
Vanguard Information Technology ETF
VGT
$139B
$1.32M 0.13%
25,400
+264
+1% +$14.4K
DIHP icon
157
Dimensional International High Profitability ETF
DIHP
$6.18B
$1.31M 0.13%
56,555
+20,580
+57% +$499K
JPST icon
158
JPMorgan Ultra-Short Income ETF
JPST
$40B
$1.27M 0.13%
25,299
+11,891
+89% +$596K
EMR icon
159
Emerson Electric
EMR
$82.9B
$1.25M 0.13%
12,970
-5,563
-30% -$530K
MCD icon
160
McDonald's
MCD
$188B
$1.25M 0.13%
4,746
-735
-13% -$210K
IGSB icon
161
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.24M 0.13%
24,977
-5,750
-19% -$288K
ISTB icon
162
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$1.24M 0.13%
26,812
+277
+1% +$12.9K
DFSI
163
Dimensional International Sustainability Core 1 ETF
DFSI
$1.12B
$1.24M 0.13%
43,261
+27,261
+170% +$821K
ASML icon
164
ASML
ASML
$675B
$1.23M 0.12%
2,081
-11
-0.5% -$7.31K
JNK icon
165
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.22M 0.12%
13,496
+586
+5% +$53.7K
ABT icon
166
Abbott
ABT
$180B
$1.22M 0.12%
12,587
-717
-5% -$75.3K
BX icon
167
Blackstone
BX
$104B
$1.2M 0.12%
11,197
+2,242
+25% +$233K
DUHP icon
168
Dimensional US High Profitability ETF
DUHP
$12.3B
$1.2M 0.12%
46,647
-38,766
-45% -$1.04M
GILD icon
169
Gilead Sciences
GILD
$161B
$1.18M 0.12%
15,722
-2,098
-12% -$161K
EFG icon
170
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.17M 0.12%
13,562
-1,433
-10% -$132K
FREL icon
171
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.17M 0.12%
51,391
+4,182
+9% +$103K
PDBC icon
172
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$1.17M 0.12%
78,038
+56,353
+260% +$825K
IBB icon
173
iShares Biotechnology ETF
IBB
$9.31B
$1.15M 0.12%
9,443
-41,404
-81% -$5.27M
HEFA icon
174
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$1.14M 0.12%
37,847
+2,563
+7% +$77.6K
CSCO icon
175
Cisco
CSCO
$450B
$1.13M 0.11%
21,011
-5,041
-19% -$272K
5 6
7
8 9

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.